Live Oak Private Wealth, LLC
Firm details
- Headquarters
- Wilmington, North Carolina
- CRD number
- 297904
- Registered since
- August 13, 2018
- Website
- liveoakprivatewealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.18%
- Individuals9.88%
- Corporations / Businesses2.31%
- Charitable Organizations1.54%
- Pension & Profit Sharing Plans0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Live Oak Private Wealth, LLC is an independent registered investment adviser formed in 2018 and organized as an LLC with domestic/individual ownership. The firm acts as a capital allocator for both individual & family and institutional clients, offering fee arrangements that include a percentage of assets under management as well as hourly and fixed-fee engagements. Core advisory capabilities listed in firm disclosures include financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and the publication of client communications. The firm does not identify as an active ESG investor and is not described as a multistate or newly formed adviser in its snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities57%
- Cash & Cash Equivalents13%
- US Government Bonds10%
- Public Funds/Mutual Funds9%
- Investment Grade Corp Bonds8%
Owners & executives
3 of 4
Terry Sapp
Chief Compliance OfficerCRD 4561196
James Mahan
Chairman and Chief Executive OfficerCRD 6460618
John Coleman
Chief Investment OfficerCRD 1619721
Contacts
3 of 9
Connor Keller
Managing DirectorCRD 3108829
Amanda Miars
Wealth AdvisorCRD 7854697
Andrew Basinger
Managing DirectorCRD 5476521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 52Active vs passive
$146M in ETFs
17%
$24.8M
82%
$121M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $41.5M | 803,153 | 28.41% |
Location
Wilmington, NC
New Hanover
Location
Wilmington, NC
Headquartered in Wilmington, NC, in the South of the United States.
- Region
- South
- County
- New Hanover
- Address
- 1741 Tiburon Dr
- Time zone
- ET (UTC-5)
- Office locations
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