LIVE OAK PRIVATE WEALTH, LLC

RIASEC RegisteredEst. 2018
Total AUM
$1.3B
Discretionary
$1.3B
100% of AUM
Avg account
$1.1M
Accounts
1,157
Employees
12
Advisory reps
12

Firm details

Headquarters
WILMINGTON, North Carolina
CRD number
297904
Registered since
August 13, 2018
Website
liveoakprivatewealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.18%
  • Individuals9.88%
  • Corporations / Businesses2.31%
  • Charitable Organizations1.54%
  • Pension & Profit Sharing Plans0.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Live Oak Private Wealth, LLC is an independent registered investment adviser that provides financial planning and discretionary portfolio management for individuals, families, small businesses and institutional clients. The firm, organized as an LLC and SEC-registered since 2018, acts as a capital allocator and offers selection of other advisers and pension consulting services in addition to publishing periodic commentary. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Live Oak identifies equities as its primary preference and does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Cash & Cash Equivalents 13%, US Government Bonds 10%, Public Funds/Mutual Funds 9%, Investment Grade Corp Bonds 8%, State & Local Bonds 3%57%
  • Exchange Traded Equities57%
  • Cash & Cash Equivalents13%
  • US Government Bonds10%
  • Public Funds/Mutual Funds9%
  • Investment Grade Corp Bonds8%

Owners & executives

3 of 4

  • TERRY SAPP

    Chief Compliance OfficerCRD 4561196

  • JAMES MAHAN

    Chairman and Chief Executive OfficerCRD 6460618

  • JOHN COLEMAN

    Chief Investment OfficerCRD 1619721

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Contacts

3 of 8

  • CONNOR KELLER

    Managing DirectorCRD 3108829

  • Amanda Miars

    Wealth AdvisorCRD 7854697

  • ANDREW BASINGER

    Managing DirectorCRD 5476521

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 46

Active vs passive

$89.6M in ETFs

Passive

22%

$19.4M

Active

76%

$70.1M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU)DimensionalActiveLarge Blend$18.2M402,30520.27%
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Location

Primary office

WILMINGTON, NC

NEW HANOVER

Location

WILMINGTON, NC

Headquartered in WILMINGTON, NC, in the South of the United States.

Region
South
County
NEW HANOVER
Address
1741 Tiburon Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth