DOVETAIL FINANCIAL GROUP LLC

RIASEC RegisteredEst. 2020
Total AUM
$299M
Discretionary
$295M
99% of AUM
Avg account
$335K
Accounts
891
Employees
6
Advisory reps
4

Firm details

Headquarters
WILMINGTON, North Carolina
CRD number
311298
Registered since
December 9, 2020
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals53.9%
  • HNWI46.09%
  • Corporations / Businesses0.01%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Dovetail Financial Group LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm serves both individuals and families as well as institutional clients, and it provides financial planning and portfolio management for individuals and small businesses. Its charging models include percentage-of-AUM fees as well as hourly and fixed-fee arrangements. The adviser does not self-identify as an active ESG investor and is not set up as a multi-state or pension consultant adviser; it is also not structured as a dedicated capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 17%, Cash & Cash Equivalents 4%, US Government Bonds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents4%
  • US Government Bonds2%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • GUY DOWDY

    CCO and CFOCRD 2615718

Contacts

3 of 3
  • ROSS MARINO

    FounderCRD 1881080

  • MICHAEL GIBLIN

    Senior Financial PlannerCRD 2703417

  • JEFFREY KIRKPATRICK

    Financial AdvisorCRD 3069597

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WILMINGTON, NC

NEW HANOVER

Location

WILMINGTON, NC

Headquartered in WILMINGTON, NC, in the South of the United States.

Region
South
County
NEW HANOVER
Address
2104 Avondale Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth