OMNISTAR FINANCIAL GROUP, INC.
Firm details
- Headquarters
- WILMINGTON, North Carolina
- CRD number
- 138515
- Registered since
- June 3, 2016
- Website
- www.omnistarfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI60.03%
- Pension & Profit Sharing Plans21.13%
- Individuals17.72%
- Charitable Organizations0.9%
- Corporations / Businesses0.23%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Omnistar Financial Group, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 2016. Ownership is held by an individual and the firm serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting, and the firm also operates as an insurance broker. Fee arrangements are a mix of percentage-of-AUM, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Cash & Cash Equivalents20%
- Public Funds/Mutual Funds14%
- Private Funds2%
Owners & executives
1 of 1Christopher Smith
CIOCRD 8176542
Contacts
3 of 5PHILLIP CLARK
PresidentCRD 3044343
ROGER FULLER
Senior Portfolio ManagerCRD 2674665
DUSTIN HOCKEN
Wealth AdvisorCRD 6138523
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$76.9M in ETFs
45%
$34.5M
55%
$42.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $14.6M | 33,838 | 18.92% |
Location
WILMINGTON, NC
NEW HANOVER
Location
WILMINGTON, NC
Headquartered in WILMINGTON, NC, in the South of the United States.
- Region
- South
- County
- NEW HANOVER
- Address
- 1712 Eastwood Rd
- Time zone
- ET (UTC-5)
- Office locations
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