LUMINA WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2017

Total AUM

$240M

Discretionary

$231M

96% of AUM

Avg account

$404K

Accounts

595

Employees

Advisory reps

Firm details

Headquarters: WILMINGTON, North Carolina
CRD number: 291548
Registered since: December 8, 2017
Website: www.luminawm.com
Custodians: CHARLES SCHWAB & CO., INC., COMERICA SECURITIES,INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI54.36%
Insurance Companies15.35%
Individuals12.21%
Charitable Organizations11.28%
Pension & Profit Sharing Plans3.91%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Lumina Wealth Management, LLC is an independent, SEC-registered advisory firm organized as an LLC and operating since 2017. Ownership is held by an individual principal and the firm markets itself as a capital allocator serving both individual and family clients as well as institutional relationships. Its billing mixes traditional percentage-of-AUM charges with hourly and fixed-fee arrangements. Service offerings emphasize comprehensive advisory work: financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and selection of other advisers. Lumina reports it is not an active ESG investor and does not operate as a multi-state adviser.