COUNTERWEIGHT PRIVATE WEALTH

RIASEC RegisteredEst. 2023
Total AUM
$207M
Discretionary
$207M
100% of AUM
Avg account
$497K
Accounts
417
Employees
3
Advisory reps
3

Firm details

Headquarters
WILMINGTON, North Carolina
CRD number
327880
Registered since
September 7, 2023
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI96.26%
  • Individuals3.74%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Counterweight Private Wealth is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm serves individual and family clients, offering fee arrangements that combine a percentage of assets under management with fixed fees. Its advisory services center on financial planning and discretionary portfolio management for individuals and small businesses. Counterweight identifies as not being an active ESG investor and does not present itself as a multi-state or capital-allocating adviser. The firm lists an industry affiliation with accounting professionals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Public Funds/Mutual Funds 12%, Cash & Cash Equivalents 2%86%
  • Exchange Traded Equities86%
  • Public Funds/Mutual Funds12%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • Kyle Koch

    CCOCRD 1865093

  • NICHOLAS MURPHY

    Founder and PresidentCRD 4557550

  • STEVEN SWIERKOWSKI

    Senior Wealth AdvisorCRD 7307193

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 39

Active vs passive

$86.8M in ETFs

Passive

94%

$81.3M

Active

2%

$5.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 GROWTH ETF (IWF)BlackRockPassiveLarge Growth$7.8M18,3959.04%

Location

Primary office

WILMINGTON, NC

NEW HANOVER

Location

WILMINGTON, NC

Headquartered in WILMINGTON, NC, in the South of the United States.

Region
South
County
NEW HANOVER
Address
404 N 3rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth