HARRIS ASSOCIATES SECURITIES L.P.

Broker-DealerFINRA MemberEst. 1975
Total AUM
Advisory reps
42
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
6959
Registered since
December 24, 1975

Firm profile

FINTRX

Overview

Harris Associates Securities L.P. is a long-established partnership that has been SEC-registered since 1975. The firm is organized with domestic entity and individual ownership characteristics and is classified in the dataset as unclassified. Available records identify Harris Associates as not positioning itself as an active ESG investor and not operating as a multi-state adviser; it is also marked as not a capital allocator in the provided snapshot. The public filings and holdings data indicate the firm's activity centers on managing public equity portfolios rather than offering broad advisory services disclosed in this dataset.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ZACHARY WEBER

    Chief Financial OfficerCRD 5483343

  • JOHN KANE

    Chief Compliance OfficerCRD 2590001

Contacts

3 of 40
  • CHRISTOPHER KELLER

    Partner, PresidentCRD 2865184

  • DIANE HURLEY

    Senior Fixed Income TraderCRD 2804707

  • Timothy Hanson

    Senior DeveloperCRD 7001173

Unlock 37 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$7.8M in ETFs

Passive

98%

$7.6M

Active

0%

$195K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$3.8M19,85948.58%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
111 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth