303 Alternatives, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
166675
Registered since
May 9, 2014

Firm profile

FINTRX

Overview

303 Alternatives, LLC is organized as a limited liability company and appears in FINTRX as a placement agent rather than a capital manager. The firm registered with the SEC in 2014 and is listed under an owner type of domestic entity and individual. FINTRX does not list typical advisory activities, a fee schedule, or client segments for the firm; its profile is oriented toward intermediary placement activity rather than direct asset management or portfolio construction. The snapshot flags several negative designations: the firm is not identified as a capital allocator, it is not an active ESG investor, it does not operate as a multi-state adviser, and it is not recorded as a pension consultant or related adviser. Those entries align with a business model focused on fundraising and placement services rather than ongoing discretionary advisory relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • James Urbanowski

    Chief Financial OfficerCRD 1963215

  • Michael Savini

    Michael Savini

    CEO & Managing PrincipalCRD 5117892

Contacts

2 of 2
  • Stanley Thompson

    Managing PrincipalCRD 2455853

  • James Mohen

    OwnerCRD 1631188

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
401 W Superior St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth