First Analysis Securities Corporation

Broker-DealerFINRA MemberEst. 1982
Total AUM
—
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
10446
Registered since
March 19, 1982

Firm profile

FINTRX

Overview

First Analysis Securities Corporation is a U.S. incorporated investment bank that first registered with the SEC in 1982. The firm is owned through a combination of a domestic entity and individual ownership and does not present itself as a capital allocator. Available records indicate it is not active on ESG investing, is not registered as a multi-state adviser, and does not identify as a pension consultant or related adviser. No detailed descriptions of its advisory or specific business activities were provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Bartel

    Michael Bartel

    CFOCRD 2766003

Contacts

3 of 23
  • Francis Nicklin

    Francis Nicklin

    Founder & ChairmanCRD 347877

  • Clement Erbmann

    Clement Erbmann

    Managing DirectorCRD 819889

  • Michael Siemplenski

    Michael Siemplenski

    Managing DirectorCRD 1173725

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth