First Analysis Securities Corporation
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 10446
- Registered since
- March 19, 1982
- Website
- www.firstanalysis.com
Firm profile
FINTRXOverview
First Analysis Securities Corporation is organized as a corporation and is classified in the source data as an investment bank. The firm’s ownership is listed as a combination of a domestic entity and individual stakeholders. The record indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The source does not provide detailed descriptions of the firm’s specific business lines or advisory services, but the investment-bank classification implies the firm’s primary activities are likely centered on capital markets, underwriting, or corporate finance rather than traditional wealth-management or discretionary asset management.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Michael Bartel
CFOCRD 2766003
Contacts
3 of 23Francis Nicklin
Founder & ChairmanCRD 347877
Clement Erbmann
Managing DirectorCRD 819889

Michael Siemplenski
Managing DirectorCRD 1173725
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 1 S Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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