ARETE WEALTH MANAGEMENT, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
272
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
44856
Registered since
August 21, 1998

Firm profile

FINTRX

Overview

Arete Wealth Management, LLC is organized as a limited liability company and has been SEC-registered since 1998. Regulatory classification in the available profile identifies the firm as an investment bank. Ownership is recorded as a combination of a domestic entity and individual owners. The firm's public profile flags several negative attributes: it is not designated as a capital allocator, not an active ESG investor, not a pension consultant, and not flagged as a related adviser or a newly formed adviser. The profile contains no breakdown of client segments, fee schedules, or detailed advisory activities, so the precise services offered and target client types are not specified in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 14
  • DAVID COLLEY

    Chief Operating OfficerCRD 4373786

  • DAVID HOCK

    Chief Financial OfficerCRD 2246268

  • John Wagar

    Chief Financial OfficerCRD 7788830

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Contacts

3 of 258
  • JOHN SABEY

    Registered RepresentativeCRD 2653167

  • Timothy Pelan

    Wealth ManagerCRD 8207558

  • Andrew Mack

    Vice PresidentCRD 5932062

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
1115 W Fulton Market
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth