Arete Wealth Management, LLC

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
272
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
44856
Registered since
August 21, 1998

Firm profile

FINTRX

Overview

Arete Wealth Management, LLC is an SEC-registered limited liability company first registered in 1998. FINTRX classifies the firm as operating as an independent broker‑dealer. The reported ownership mix includes a domestic entity and an individual. The firm's profile in FINTRX does not identify it as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a multistate adviser. FINTRX does not populate discrete fields for client segments, fee schedules, or specific advisory/business activities for Arete, so there is limited public detail on its target client profile or how it charges for services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 14
  • David Colley

    David Colley

    Chief Operating OfficerCRD 4373786

  • David Hock

    David Hock

    Chief Financial OfficerCRD 2246268

  • John Wagar

    Chief Financial OfficerCRD 7788830

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Contacts

3 of 258
  • John Sabey

    John Sabey

    Registered RepresentativeCRD 2653167

  • Timothy Pelan

    Timothy Pelan

    Wealth ManagerCRD 8207558

  • Andrew Mack

    Andrew Mack

    Vice PresidentCRD 5932062

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
1115 W Fulton Market
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth