Group One Trading LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
101
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
37484
Registered since
November 14, 1994

Firm profile

FINTRX

Overview

Group One Trading LLC is structured as a limited liability company that has been SEC-registered since 1994. FINTRX classifies the firm as unclassified and lists the owner type as a mix of a domestic entity and an individual. The profile indicates the firm does not operate as a capital allocator and is not flagged as an active ESG investor or a multi-state adviser. Public filing activity (13F filings) and the holdings detail suggest the firm is active in listed markets rather than functioning like a typical fee-based registered investment adviser with retail clients. Beyond the regulatory status and owner type, FINTRX does not provide descriptions of advisory activities, business lines, or client segments.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • James Hutchinson

    James Hutchinson

    Chief Operating OfficerCRD 2425738

  • Chad Grosam

    Chief Financial OfficerCRD 4510772

  • John Kinahan

    John Kinahan

    Chief Executive OfficerCRD 5877952

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Contacts

3 of 96
  • Gary Sparks

    Owner, Co-founder and Board MemberCRD 1076357

  • Steven Robinson

    OwnerCRD 2276646

  • Marco Lomeli

    ClerkCRD 2437971

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 394

Active vs passive

$679M in ETFs

Passive

71%

$484M

Active

7%

$196M

ETFProviderStyleCategoryValueShares% of portfolio
ROUNDHILL MEMORY ETF (DRAM)$109M1,470,48615.99%

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth