AKUNA SECURITIES LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
147
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
159041
Registered since
February 2, 2012

Firm profile

FINTRX

Overview

Akuna Securities LLC is organized as a limited liability company and has been SEC-registered since 2012. The firm is identified as being owned by a domestic entity and an individual. FINTRX classifies the firm as unclassified and indicates it does not function as a capital allocator. The dataset flags the firm as not active on ESG initiatives and not registered as a multi-state adviser; it is also not listed as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Paul Warhurst

    Chief Compliance OfficerCRD 7817913

  • THOMAS HYER

    CROCRD 5916927

  • NELI ALEXIEVA

    CFOCRD 6854926

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Contacts

3 of 142
  • SHAILEN AGGARWAL

    Quantitative Research AnalystCRD 7410837

  • RICHARD JEFFERS

    TraderCRD 6307307

  • Ranvit Bommineni

    Software EngineerCRD 7949237

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$156M in ETFs

Passive

100%

$156M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$109M167,15369.52%

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
333 S Wabash Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth