PTI SECURITIES & FUTURES L. P.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
29275
Registered since
January 15, 1992

Firm profile

FINTRX

Overview

PTI Securities & Futures L. P. is organized as a partnership and has been SEC-registered since 1992. FINTRX classifies the firm as unclassified and records its ownership as a combination of a domestic entity and an individual owner. The firm is not identified in FINTRX as a capital allocator and does not appear to operate as a multi-state adviser. Recorded operational attributes indicate PTI Securities & Futures L. P. does not report active ESG investing, pension consulting, or a related-adviser relationship. FINTRX also shows the firm is not newly formed and lists no public-facing advisory activities, client segments, or fee arrangements. FINTRX contains no further detail on the firm’s investment approach, product menu, client base, or business affiliations. The absence of disclosures about advisory activities, account types, or alternative-investment usage limits what can be inferred about how the partnership manages or allocates capital.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • THOMAS HAUGH

    Chief Investment OfficerCRD 2185651

Contacts

3 of 5
  • AUDREY JOHNSON

    OwnerCRD 1024617

  • JOHN NEAL

    Branch ManagerCRD 3103052

  • DANIEL HAUGH

    PresidentCRD 2162854

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
411 S Wells St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth