PTI Securities & Futures L. P.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
29275
Registered since
January 15, 1992

Firm profile

FINTRX

Overview

PTI Securities & Futures L. P. is organized as a partnership and is listed as an SEC-registered adviser since 1992. FINTRX classifies ownership as a mix of a domestic entity and an individual. The available profile contains minimal operational detail: classification is listed as unclassified, and the firm is not identified as a capital allocator, not flagged as an active ESG investor, and is not recorded as a multistate adviser. FINTRX does not disclose the firm’s stated investment preferences, advisory activities, fee structure, or the types of clients it serves.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Haugh

    Thomas Haugh

    Chief Investment OfficerCRD 2185651

Contacts

3 of 5
  • Daniel Haugh

    Daniel Haugh

    PresidentCRD 2162854

  • Audrey Johnson

    Audrey Johnson

    OwnerCRD 1024617

  • Robin Spitalny

    Robin Spitalny

    Senior Vice PresidentCRD 1267339

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
411 S Wells St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth