FRIDAY FINANCIAL
Firm details
- Headquarters
- DUBUQUE, Iowa
- CRD number
- 329748
- Registered since
- February 9, 2024
- Website
- www.fridayfi.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI81.44%
- Individuals14.5%
- Corporations / Businesses3.11%
- Charitable Organizations0.95%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Friday Financial is an independent, individually owned Registered Investment Advisor that registered with the SEC in 2024. The firm operates as a fee-based advisor charging a percentage of assets under management and serves both individual/family and institutional clients. Advisory services listed include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of other advisers. The firm also conducts insurance brokerage activities alongside its advisory business. Friday Financial identifies as a capital allocator and does not list itself as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- State & Local Bonds17%
- Exchange Traded Equities6%
- US Government Bonds2%
- Cash & Cash Equivalents2%
Contacts
3 of 7JEREMY GERARDY
Retirement Plan SpecialistCRD 7119047
Alexander Timp
Associate Wealth ManagerCRD 7965565
MATTHEW PILLARD
Wealth AdvisorCRD 5934603
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 87Active vs passive
$297M in ETFs
74%
$220M
24%
$76.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $66.2M | 464,604 | 22.29% |
Location
DUBUQUE, IA
DUBUQUE
Location
DUBUQUE, IA
Headquartered in DUBUQUE, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- DUBUQUE
- Address
- 600 Star Brewery Dr
- Time zone
- CT (UTC-6)
- Office locations
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