Avantax Planning Partners, Inc.
Firm details
- Headquarters
- Dubuque, Iowa
- CRD number
- 106237
- Registered since
- January 17, 1996
- Website
- www.avantax.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY PERSONAL TRUST COMPANY
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI47.33%
- Pension & Profit Sharing Plans28.56%
- Individuals21.44%
- Corporations / Businesses2.02%
- Charitable Organizations0.66%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Avantax Planning Partners, Inc. is a corporate-structured investment adviser that serves both individual/family clients and institutional accounts. The firm combines financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers with insurance brokerage capabilities. Its adviser role is capital-allocating: it constructs portfolios and places client assets with external managers and custodians rather than acting solely as a product distributor. Fee arrangements include asset-based fees, hourly charges and fixed-fee engagements. Avantax Planning Partners was recognized by FA Magazine as a Top RIA Firms honoree in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities8%
- Cash & Cash Equivalents5%
- State & Local Bonds2%
- US Government Bonds1%
Owners & executives
3 of 9
Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
Kristy Haley
Chief Compliance OfficerCRD 4022155
Wendy Sims
CEOCRD 4579589
Contacts
3 of 258
Jeffrey Murry
Senior Solutions ConsultantCRD 5649127
Deanna Quinlin
Retirement Plan Services SpecialistCRD 5658538
Sean Mahoney
Investment Advisor RepresentativeCRD 5696751
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 257Active vs passive
$4B in ETFs
77%
$3.1B
21%
$912M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $506M | 14,951,817 | 12.59% |
Location
Dubuque, IA
Dubuque
Location
Dubuque, IA
Headquartered in Dubuque, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- Dubuque
- Address
- 210 Jones St
- Time zone
- CT (UTC-6)
- Office locations
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