STEELE CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 1995

Total AUM

$3.5B

Discretionary

$3.5B

99% of AUM

Avg account

$803K

Accounts

4,418

Employees

Advisory reps

Firm details

Headquarters: DUBUQUE, Iowa
CRD number: 107097
Registered since: November 17, 1995
Website: www.steelecapital.com
Custodians: CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI64.03%
Pension & Profit Sharing Plans24.04%
Individuals10.93%
Corporations / Businesses0.73%
Charitable Organizations0.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Steele Capital Management, Inc. is an independent, SEC-registered advisory corporation that has been operating since the mid-1990s. The firm serves both individual and institutional clients and charges fees based on a percentage of assets under management. Its stated advisory capabilities include financial planning, portfolio management for individuals, small businesses, pooled vehicles, and institutions, and pension consulting services. The firm does not identify itself as an active ESG investor. Steel Capital has been recognized multiple times by industry outlets: it appeared on CNBC’s Top 100 Financial Advisory Firms lists in 2019, 2020, 2021, 2022 and 2025, was named a Top RIA Firm to Watch by Investor.com in 2020, and was included among Citywire’s 50 Growers Across America in 2025.