Mokosak Advisory Group, LLC
Firm details
- Headquarters
- Urbandale, Iowa
- CRD number
- 287538
- Registered since
- April 7, 2017
- Website
- mokosakadvisorygroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI74.18%
- Individuals25.8%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Mokosak Advisory Group, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2017. The firm focuses on individual and family clients and provides financial planning and portfolio management for individuals and small businesses. It charges fees based on assets under management and also operates as an insurance broker, which aligns with its use of annuity products. Mokosak does not position itself as a capital allocator, does not identify as an active ESG investor, and is not structured as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds99%
- Cash & Cash Equivalents1%
Contacts
3 of 4
Caroline Evans
Associate Wealth Management AdvisorCRD 7256779
Richard Mokosak
Partner and Wealth Management AdvisorCRD 2520987
Martin Kelly
Associate Wealth Management AdvisorCRD 7282714
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$451M in ETFs
100%
$451M
<1%
$451K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP VALUE ETF (SCHV) | Schwab | Passive | Large Value | $105M | 3,013,603 | 23.26% |
Location
Urbandale, IA
Polk
Location
Urbandale, IA
Headquartered in Urbandale, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 2900 100th St
- Time zone
- CT (UTC-6)
- Office locations
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