Foreside Financial Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
362
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
148477
Registered since
April 2, 2009

Firm profile

FINTRX

Overview

Foreside Financial Services, LLC is organized as a limited liability company and is classified in public filings as an investment bank. Ownership is recorded as a mix of a domestic entity and an individual. The available profile points to a distribution- and intermediary-oriented business rather than a discretionary asset-management firm: the firm is marked as not being a capital allocator and is not identified as an active ESG investor. Several typical adviser attributes are not indicated for Foreside: it is not listed as a multi-state adviser, not a pension consultant, not a related adviser, and it is not newly formed. Publicly provided fields for client base, fee structure, business activities, and advisory activities are not populated, so specifics on target clients, revenue model, or the exact services offered (for example, placement, compliance outsourcing, or broker-dealer support) are not available from the source data.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 11
  • Sylvester Marbey

    Sylvester Marbey

    Chief Compliance OfficerCRD 5419511

  • Paul Westhead

    Paul Westhead

    Managing Director, Chief Executive OfficerCRD 2332811

  • Robert Womack

    Robert Womack

    Chief Innovation OfficerCRD 2379368

Unlock 8 more executives →

Contacts

3 of 351
  • Kevin Brady

    Kevin Brady

    Senior Vice President, Consultant RelationsCRD 5754982

  • Edward Hwang

    Edward Hwang

    Registered RepresentativeCRD 5762519

  • Sean Brooks

    Sean Brooks

    Divisional ManagerCRD 5770872

Unlock 348 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth