Foreside Financial Services, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
359
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
148477
Registered since
April 2, 2009

Firm profile

FINTRX

Overview

Foreside Financial Services, LLC is organized as a limited liability company and shows SEC registration beginning in 2009. The firm is classified in the source data as an investment bank and is identified as a domestic entity/individual owner type. The profile indicates the firm does not act as a capital allocator and is not marked as an active ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser. Details about its stated business activities and advisory offerings were not provided in the dataset.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 12
  • Elizabeth Anth

    Elizabeth Anth

    Chief Compliance OfficerCRD 2942037

  • Yau Dun Lee-cotoia

    Yau Dun Lee-cotoia

    Chief Compliance OfficerCRD 6532968

  • Sylvester Marbey

    Sylvester Marbey

    Chief Compliance OfficerCRD 5419511

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Contacts

3 of 347
  • Anna Armstrong

    Anna Armstrong

    Private Wealth AnalystCRD 8137707

  • Sophie Purcell

    Sophie Purcell

    DirectorCRD 7935966

  • Marcia Pereira

    Marcia Pereira

    Senior Regional DirectorCRD 5055435

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth