FIRSTRADE SECURITIES INC.
Firm details
- Headquarters
- FLUSHING, New York
- CRD number
- 16843
- Registered since
- October 17, 1985
- Website
- www.firstrade.com
Firm profile
FINTRXOverview
Firstrade Securities Inc. is a corporation that has been registered with the SEC since 1985. Public filings identify the owner type as a combination of a domestic entity and individual ownership, but the firm is classified as "unclassified" for investment-adviser purposes. The firm does not report itself as a capital allocator and is not flagged as an active ESG investor. It is not described as a multi-state or newly formed adviser, and it is not listed as a pension consultant or a related adviser. The snapshot provided does not include explicit advisory or fee arrangements, nor does it detail client segments or stated business lines. Taken together, the available information indicates Firstrade operates outside the typical RIA capital-allocation profile reflected in advisory registrant filings; the record is consistent with a broker-dealer or brokerage-oriented entity rather than an organization reporting material discretionary advisory assets.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2JOHN LIU
Chairman and Chief Executive OfficerCRD 712988
Evan Brown
Chief Compliance OfficerCRD 6563464
Contacts
3 of 25Yujiuan Chao
New Accounts SupervisionCRD 7335982
YIFEI GU
AccountantCRD 7587588
Sharon Tran
Customer Service RepresentativeCRD 6773956
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
FLUSHING, NY
QUEENS
Location
FLUSHING, NY
Headquartered in FLUSHING, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- QUEENS
- Address
- 3050 Whitestone Expy
- Time zone
- ET (UTC-5)
- Office locations
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