Firstrade Securities Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Flushing, New York
CRD number
16843
Registered since
October 17, 1985

Firm profile

FINTRX

Overview

Firstrade Securities Inc. is organized as a corporation and appears in the dataset as an SEC-registered entity since 1985. Ownership is recorded as a combination of a domestic entity and an individual. The firm's profile in the source file is sparse: no explicit descriptions of advisory activities, fee schedules, client segments, or specific business lines were provided. The record flags several negative attributes rather than affirmative roles. Firstrade is not identified as a capital allocator, is not flagged as an active ESG investor, is not listed as a multi-state adviser, and is not designated as a pension consultant, related adviser, or newly formed adviser. The available information does not classify the firm into a standard RIA segment within this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Liu

    Chairman and Chief Executive OfficerCRD 712988

  • Evan Brown

    Evan Brown

    Chief Compliance OfficerCRD 6563464

Contacts

3 of 25
  • Yujiuan Chao

    New Accounts SupervisionCRD 7335982

  • Yifei Gu

    Yifei Gu

    AccountantCRD 7587588

  • Sharon Tran

    Customer Service RepresentativeCRD 6773956

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Flushing, NY

Queens

Location

Flushing, NY

Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
3050 Whitestone Expy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth