Firstrade Securities Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Flushing, New York
CRD number
16843
Registered since
October 17, 1985

Firm profile

FINTRX

Overview

Firstrade Securities Inc. is organized as a corporation and is recorded as SEC-registered since 1985. The firm is listed as domestically owned with individual ownership involvement. The FINTRX snapshot classifies the firm as unclassified and flags several operational attributes as negative: it is not identified as a capital allocator, not an active ESG investor, not a multistate adviser, not newly formed, not a pension consultant, and not a related adviser. Several typical profile fields—client base, fee structure, business activities and advisory activities—are not populated in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Liu

    Chairman and Chief Executive OfficerCRD 712988

  • Evan Brown

    Evan Brown

    Chief Compliance OfficerCRD 6563464

Contacts

3 of 25
  • Yujiuan Chao

    New Accounts SupervisionCRD 7335982

  • Yifei Gu

    Yifei Gu

    AccountantCRD 7587588

  • Sharon Tran

    Customer Service RepresentativeCRD 6773956

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Flushing, NY

Queens

Location

Flushing, NY

Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
3050 Whitestone Expy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth