FIRSTRADE SECURITIES INC.

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
FLUSHING, New York
CRD number
16843
Registered since
October 17, 1985

Firm profile

FINTRX

Overview

Firstrade Securities Inc. is a corporation that has been registered with the SEC since 1985. Public filings identify the owner type as a combination of a domestic entity and individual ownership, but the firm is classified as "unclassified" for investment-adviser purposes. The firm does not report itself as a capital allocator and is not flagged as an active ESG investor. It is not described as a multi-state or newly formed adviser, and it is not listed as a pension consultant or a related adviser. The snapshot provided does not include explicit advisory or fee arrangements, nor does it detail client segments or stated business lines. Taken together, the available information indicates Firstrade operates outside the typical RIA capital-allocation profile reflected in advisory registrant filings; the record is consistent with a broker-dealer or brokerage-oriented entity rather than an organization reporting material discretionary advisory assets.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JOHN LIU

    Chairman and Chief Executive OfficerCRD 712988

  • Evan Brown

    Chief Compliance OfficerCRD 6563464

Contacts

3 of 25
  • Yujiuan Chao

    New Accounts SupervisionCRD 7335982

  • YIFEI GU

    AccountantCRD 7587588

  • Sharon Tran

    Customer Service RepresentativeCRD 6773956

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FLUSHING, NY

QUEENS

Location

FLUSHING, NY

Headquartered in FLUSHING, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
QUEENS
Address
3050 Whitestone Expy
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth