Firstrade Securities Inc.
Firm details
- Headquarters
- Flushing, New York
- CRD number
- 16843
- Registered since
- October 17, 1985
- Website
- www.firstrade.com
Firm profile
FINTRXOverview
Firstrade Securities Inc. is organized as a corporation and appears in the dataset as an SEC-registered entity since 1985. Ownership is recorded as a combination of a domestic entity and an individual. The firm's profile in the source file is sparse: no explicit descriptions of advisory activities, fee schedules, client segments, or specific business lines were provided. The record flags several negative attributes rather than affirmative roles. Firstrade is not identified as a capital allocator, is not flagged as an active ESG investor, is not listed as a multi-state adviser, and is not designated as a pension consultant, related adviser, or newly formed adviser. The available information does not classify the firm into a standard RIA segment within this dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2John Liu
Chairman and Chief Executive OfficerCRD 712988

Evan Brown
Chief Compliance OfficerCRD 6563464
Contacts
3 of 25Yujiuan Chao
New Accounts SupervisionCRD 7335982

Yifei Gu
AccountantCRD 7587588
Sharon Tran
Customer Service RepresentativeCRD 6773956
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Flushing, NY
Queens
Location
Flushing, NY
Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Queens
- Address
- 3050 Whitestone Expy
- Time zone
- ET (UTC-5)
- Office locations
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