Firstrade Securities Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Flushing, New York
CRD number
16843
Registered since
October 17, 1985

Firm profile

FINTRX

Overview

Firstrade Securities Inc. is recorded as a corporate entity that has been SEC-registered since 1985. FINTRX classifies the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The profile indicates the firm is not tracked as a capital allocator and does not appear as an active ESG investor. FINTRX also notes the firm is not designated as a multi-state adviser, not newly formed, and not identified as a pension consultant or related adviser. Several typical advisor fields in the FINTRX snapshot — such as client base, fee structure, business and advisory activities — are not populated in the available record. That absence, combined with the lack of reported AUM and client accounts in FINTRX, suggests the platform does not capture traditional discretionary advisory activity for this entity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Liu

    Chairman and Chief Executive OfficerCRD 712988

  • Evan Brown

    Evan Brown

    Chief Executive OfficerCRD 6563464

Contacts

3 of 25
  • Yujiuan Chao

    New Accounts SupervisionCRD 7335982

  • Yifei Gu

    Yifei Gu

    AccountantCRD 7587588

  • Sharon Tran

    Customer Service RepresentativeCRD 6773956

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Flushing, NY

Queens

Location

Flushing, NY

Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
3050 Whitestone Expy
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth