Empire Investment Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Flushing, New York
CRD number
16763
Registered since
May 30, 1985

Firm profile

FINTRX

Overview

Empire Investment Inc. is a privately owned corporation that has been registered with the SEC as an investment adviser since 1985. Filings identify the owner type as an individual and list the firm’s regulatory classification as unclassified. The public record flags the firm as not acting as a capital allocator and not positioning itself as an active ESG investor; it is also not described as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Available disclosures for Empire Investment Inc. provide very little on its day-to-day advisory model or client segmentation. The firm has not reported a fee structure, stated advisory or business activities, or described its investment preferences in the public snapshot. That lack of detail makes it difficult to determine whether Empire focuses on retail households, high-net-worth clients, institutional mandates, model portfolios, or another niche. The firm indicates a presence in more than one location, listing two office sites in its records, but publicly available materials do not specify office addresses, regional focus, or team composition.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Leon Wu

    Leon Wu

    PresidentCRD 6529899

  • Sharon Tang

    BrokerCRD 2912835

  • Su Tang

    Registered RepresentativeCRD 2323768

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Flushing, NY

Queens

Location

Flushing, NY

Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
13620 38th Ave
Time zone
ET (UTC-5)
Office locations

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