Rabo Securities USA, Inc.

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
181
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
122657
Registered since
February 12, 2003

Firm profile

FINTRX

Overview

Rabo Securities USA, Inc. is organized as a U.S. corporation operating in the capacity of an investment bank. The firm appears in SEC records with an initial registration dated 2003. According to the dataset, it is not positioned as a capital allocator and is not identified as an active ESG investor. The profile also indicates it does not operate as a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. Ownership is noted as a domestic entity / individual.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Robert Sinescu

    Robert Sinescu

    CEOCRD 7389423

  • Vaughn Swartz

    Vaughn Swartz

    Chief Compliance OfficerCRD 2929774

  • Christopher Kittel

    Christopher Kittel

    Chief Compliance OfficerCRD 2718043

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Contacts

3 of 176
  • Kevin Chambers

    Executive DirectorCRD 7654442

  • Anna Pearson

    Loan ProcessorCRD 6529223

  • Tyler Yung

    Tyler Yung

    Vice PresidentCRD 6756335

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth