RABO SECURITIES USA, INC.

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
180
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
122657
Registered since
February 12, 2003

Firm profile

FINTRX

Overview

Rabo Securities USA, Inc. is organized as a corporation and is classified in public records as an investment bank. It registered with the SEC in 2003. The firm is identified as a domestic entity with individual ownership components. Public data characterizes it more as a securities/intermediary business than as a traditional advisory or asset-management firm: it is not flagged as a capital allocator, is not listed as an active ESG investor, and is not presented as a multi-state or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Robert Sinescu

    CEOCRD 7389423

  • VAUGHN SWARTZ

    Chief Compliance OfficerCRD 2929774

  • CHRISTOPHER KITTEL

    Chief Compliance OfficerCRD 2718043

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Contacts

3 of 175
  • Kevin Chambers

    Executive DirectorCRD 7654442

  • ANNA PEARSON

    Loan ProcessorCRD 6529223

  • Tyler Yung

    Vice PresidentCRD 6756335

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth