Rabo Securities USA, Inc.

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
181
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
122657
Registered since
February 12, 2003

Firm profile

FINTRX

Overview

Rabo Securities USA, Inc. is a corporation registered with the SEC in 2003 that is classified as an investment bank. The entity is listed as a domestic owner type and is not characterized as a capital allocator. The firm's record does not identify it as an active ESG investor, a multi-state registered adviser, a newly formed adviser, a pension consultant, or a related adviser. Discrete descriptions of its business activities and advisory services were not provided in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Christopher Kittel

    Christopher Kittel

    Chief Compliance OfficerCRD 2718043

  • Vaughn Swartz

    Vaughn Swartz

    Chief Compliance OfficerCRD 2929774

  • Nader Pasdar

    Nader Pasdar

    CEOCRD 4702711

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Contacts

3 of 176
  • Molly Zuniga

    Molly Zuniga

    Registered RepresentativeCRD 6660554

  • Andrea Martens

    Andrea Martens

    Vice PresidentCRD 1187593

  • Sandra Andersen

    Vice PresidentCRD 1418915

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth