FERGHANA SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
43430
Registered since
February 27, 1998

Firm profile

FINTRX

Overview

Ferghana Securities, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm is listed as being SEC-registered since 1998 and ownership is noted as a mix of a domestic entity and an individual. The record does not describe fee schedules, client segments, specific advisory or business activities, or any manager allocation preferences. The profile indicates Ferghana Securities is not positioned as a capital allocator or multi-state investment adviser, and it is not identified as an active ESG investor or a pension consultant. No related-adviser relationships or other affiliations were provided in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • PAUL THOMPSON

    Vice PresidentCRD 5983741

  • WILLIAM KRIDEL

    ChairmanCRD 704171

  • JAMES ERICKSON

    AdvisorCRD 6375451

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth