Ferghana Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
43430
Registered since
February 27, 1998

Firm profile

FINTRX

Overview

Ferghana Securities, Inc. is organized as a corporation and has been SEC-registered since 1998. Public records classify the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The ownership is listed as a domestic entity and individual combination. Available data indicates Ferghana does not operate as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Filings and the dataset offer limited detail about specific advisory or underwriting activities, so the firm’s day-to-day business lines beyond the investment bank classification are not described in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • William Kridel

    William Kridel

    ChairmanCRD 704171

  • Paul Thompson

    Paul Thompson

    Vice PresidentCRD 5983741

  • James Erickson

    James Erickson

    AdvisorCRD 6375451

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth