Ferghana Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
43430
Registered since
February 27, 1998

Firm profile

FINTRX

Overview

Ferghana Securities, Inc. is a domestic corporate entity organized as an investment bank. Publicly available descriptors classify the firm on the investment banking side of the industry rather than as a registered advisory capital allocator or multi-state advisory firm. The firm's profile indicates a narrow operating scope: it is not listed as a capital allocator, it does not identify as an active ESG investor, and it is not described as a pension consultant, related adviser, or multi-state adviser. There is limited disclosure about client segments, fee models, or specific advisory activities, which suggests its primary activities sit with brokerage or investment-banking functions rather than broad retail or institutional wealth-management programs. Given the sparse detail on advisory services and account relationships, the firm should be evaluated as an investment-bank–oriented corporate broker-dealer entity until additional information about client-facing or discretionary offerings becomes available.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • William Kridel

    William Kridel

    ChairmanCRD 704171

  • Paul Thompson

    Paul Thompson

    Vice PresidentCRD 5983741

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth