Avendus Capital, Inc.

Broker-DealerFINRA Member
Total AUM
—
Accounts
0
Employees
6
Advisory reps
10
Brokerage reps
2
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
150160
Registered since
October 9, 2026
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Avendus Capital, Inc. is a corporate broker‑dealer that also functions as a capital allocator and selector of third‑party advisers. Its activities span broker‑dealer operations, selection of other investment advisers, and roles tied to pooled vehicles (sponsor, general partner, or managing member). Ownership is reported across domestic entities, foreign entities and individuals. The firm’s fee model is categorized as “other,” and it is not identified as an active ESG investor. Industry affiliations noted for the firm include broker‑dealer activities, other investment adviser relationships, connections with banking or thrift institutions, and sponsorship/management of pooled investment vehicles. Several operational flags indicate the firm is not classified as a multi‑state adviser, is not newly formed, and does not serve as a pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • Puneet Shivam

    Puneet Shivam

    PrincipalCRD 5663247

  • Steven Thornton

    Steven Thornton

    FinOpCRD 4496384

  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

Unlock 7 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
455 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth