LADENBURG THALMANN & CO. INC.

Broker-DealerFINRA MemberEst. 1972
Total AUM
Advisory reps
95
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
505
Registered since
August 6, 1972

Firm profile

FINTRX

Overview

Ladenburg Thalmann & Co Inc. is recorded as a corporation that operates in the investment banking space and has been SEC-registered since 1972. FINTRX classifies the firm as an investment bank rather than as a capital allocator or an active multi-state investment adviser. Ownership is listed as a combination of domestic entity and individual ownership. The dataset indicates the firm does not identify as an active ESG investor, is not a pension consultant, and is not flagged as a related adviser. FINTRX does not supply details about the firm’s advisory activities, client segments, or fee structure, so its role in advisory versus broker-dealer activities cannot be inferred from the available fields.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • JAMES PRICE

    Chief Executive OfficerCRD 1243224

  • MADELINE RUTINEL

    Chief Compliance OfficerCRD 6535218

  • JAIME DESMOND

    Chief Operating OfficerCRD 3174096

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Contacts

3 of 88
  • Lisa DiBiase

    Operations ManagerCRD 3119998

  • MARGARET BOYD

    Operations ManagerCRD 1744761

  • CYNTHIA HAMEL

    Executive Vice PresidentCRD 3014361

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
640 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth