Commonwealth Australia Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
136321
Registered since
January 12, 2006

Firm profile

FINTRX

Overview

Commonwealth Australia Securities LLC is organized as a limited liability company and is classified in the dataset as an investment bank. Ownership is identified as a combination of a foreign entity and an individual. The firm is not flagged as a capital allocator and is not identified as an active ESG investor. Additional status flags in the record mark it as not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The dataset does not include detailed descriptions of client segments, fee schedules, or specific advisory activities; the available descriptors focus on entity type, ownership, and a set of operational flags rather than on investment products or client-facing services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Paul Walsh

    Paul Walsh

    Chief Compliance OfficerCRD 3189041

Contacts

3 of 22
  • Richard Feldman

    Richard Feldman

    FinOpCRD 2273453

  • Ann Varalli Mcclelland

    Executive DirectorCRD 1043191

  • Ioannis Pavlakos

    Compliance DirectorCRD 2551948

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
599 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth