CORPORATE FINANCE SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
49
Avg account
$0

Firm details

Headquarters
ALISO VIEJO, California
CRD number
143453
Registered since
September 17, 2007

Firm profile

FINTRX

Overview

Corporate Finance Securities, Inc. is organized as a corporation and is categorized in the dataset as an investment bank. The firm first registered with the SEC in 2007. Ownership is identified as a domestic entity and individual ownership type. The record does not show the firm operating as a capital allocator or as a multi-state investment adviser, and it is not listed as an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser. Fields for business activities and advisory activities were not populated in the provided extract, so there is no granular description of client services, product lines, or advisory mandates in the available data. The classification as an investment bank combined with the absence of reported advisory activity suggests the entity is oriented toward corporate finance and capital markets functions rather than acting primarily as an asset manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 49
  • Dennis Wells

    Managing DirectorCRD 7280532

  • JASSEL KAYE

    DirectorCRD 4820703

  • ANTHONY CARDIEL

    Managing DirectorCRD 4136715

Unlock 46 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ALISO VIEJO, CA

ORANGE

Location

ALISO VIEJO, CA

Headquartered in ALISO VIEJO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth