Corporate Finance Securities, Inc.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
49
Avg account
$0

Firm details

Headquarters
Aliso Viejo, California
CRD number
143453
Registered since
September 17, 2007

Firm profile

FINTRX

Overview

Corporate Finance Securities, Inc. is organized as a corporation and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 2007. Ownership is listed as a combination of a domestic entity and an individual. FINTRX does not identify the firm as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The snapshot provided does not detail advisory activities, fee schedules, or client segments; the profile reads more like a corporate finance/intermediation business than a retail or institutional asset manager based on the classification and absence of AUM-related entries.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 49
  • Dennis Wells

    Dennis Wells

    Managing DirectorCRD 7280532

  • Jassel Kaye

    Jassel Kaye

    DirectorCRD 4820703

  • Anthony Cardiel

    Anthony Cardiel

    Managing DirectorCRD 4136715

Unlock 46 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth