Corporate Finance Securities, Inc.
Firm details
- Headquarters
- Aliso Viejo, California
- CRD number
- 143453
- Registered since
- September 17, 2007
- Website
- www.cfaw.com
Firm profile
FINTRXOverview
Corporate Finance Securities, Inc. is organized as a corporation and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 2007. Ownership is listed as a combination of a domestic entity and an individual. FINTRX does not identify the firm as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The snapshot provided does not detail advisory activities, fee schedules, or client segments; the profile reads more like a corporate finance/intermediation business than a retail or institutional asset manager based on the classification and absence of AUM-related entries.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 49
Dennis Wells
Managing DirectorCRD 7280532
Jassel Kaye
DirectorCRD 4820703

Anthony Cardiel
Managing DirectorCRD 4136715
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Aliso Viejo, CA
Orange
Location
Aliso Viejo, CA
Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 120 Vantis Dr
- Time zone
- PT (UTC-8)
- Office locations
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