Corporate Finance Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
52
Avg account
$0

Firm details

Headquarters
Aliso Viejo, California
CRD number
143453
Registered since
September 17, 2007

Firm profile

FINTRX

Overview

Corporate Finance Securities, Inc. is organized as a domestic corporation that operates in the investment banking space. The firm is set up to provide corporate finance and securities-related services rather than to act as a capital allocator or discretionary asset manager. Ownership is listed as a combination of a domestic entity and an individual, and the firm is not described as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The dataset indicates the firm is not an active ESG investor.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 52
  • Noah Shertzer

    Noah Shertzer

    AssociateCRD 6908412

  • David Hulett

    David Hulett

    Managing DirectorCRD 868961

  • Kimberly Levin

    Kimberly Levin

    Executive DirectorCRD 1106257

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth