Corporate Finance Securities, Inc.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
51
Avg account
$0

Firm details

Headquarters
Aliso Viejo, California
CRD number
143453
Registered since
September 17, 2007

Firm profile

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Overview

Corporate Finance Securities, Inc. is organized as a corporation and is registered with the SEC since 2007. The firm is classified as an investment bank in available records; it is owned by a domestic entity and an individual. Public data indicate the firm does not act as a capital allocator and it is not identified as a multi-state or related investment adviser. It is also recorded as not being an active ESG investor and not a pension consultant. Available snapshot fields for business and advisory activities are blank, which aligns with the classification as an investment bank rather than a traditional wealth manager or discretionary asset manager.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 51
  • Noah Shertzer

    Noah Shertzer

    AssociateCRD 6908412

  • David Hulett

    David Hulett

    Managing DirectorCRD 868961

  • Kimberly Levin

    Kimberly Levin

    Executive DirectorCRD 1106257

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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