Corporate Finance Securities, Inc.
Firm details
- Headquarters
- Aliso Viejo, California
- CRD number
- 143453
- Registered since
- September 17, 2007
- Website
- www.cfaw.com
Firm profile
FINTRXOverview
Corporate Finance Securities, Inc. is organized as a corporation and is registered with the SEC since 2007. The firm is classified as an investment bank in available records; it is owned by a domestic entity and an individual. Public data indicate the firm does not act as a capital allocator and it is not identified as a multi-state or related investment adviser. It is also recorded as not being an active ESG investor and not a pension consultant. Available snapshot fields for business and advisory activities are blank, which aligns with the classification as an investment bank rather than a traditional wealth manager or discretionary asset manager.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 51
Noah Shertzer
AssociateCRD 6908412

David Hulett
Managing DirectorCRD 868961

Kimberly Levin
Executive DirectorCRD 1106257
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Aliso Viejo, CA
Orange
Location
Aliso Viejo, CA
Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 120 Vantis Dr
- Time zone
- PT (UTC-8)
- Office locations
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