CORPORATE FINANCE SECURITIES, INC.
Firm details
- Headquarters
- ALISO VIEJO, California
- CRD number
- 143453
- Registered since
- September 17, 2007
- Website
- www.cfaw.com
Firm profile
FINTRXOverview
Corporate Finance Securities, Inc. is organized as a corporation and is categorized in the dataset as an investment bank. The firm first registered with the SEC in 2007. Ownership is identified as a domestic entity and individual ownership type. The record does not show the firm operating as a capital allocator or as a multi-state investment adviser, and it is not listed as an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser. Fields for business activities and advisory activities were not populated in the provided extract, so there is no granular description of client services, product lines, or advisory mandates in the available data. The classification as an investment bank combined with the absence of reported advisory activity suggests the entity is oriented toward corporate finance and capital markets functions rather than acting primarily as an asset manager.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 49Dennis Wells
Managing DirectorCRD 7280532
JASSEL KAYE
DirectorCRD 4820703
ANTHONY CARDIEL
Managing DirectorCRD 4136715
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ALISO VIEJO, CA
ORANGE
Location
ALISO VIEJO, CA
Headquartered in ALISO VIEJO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 120 Vantis Dr
- Time zone
- PT (UTC-8)
- Office locations
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