COMPREHENSIVE WEALTH MANAGEMENT

RIASEC RegisteredEst. 2008
Total AUM
$338M
Discretionary
$323M
95% of AUM
Avg account
$199K
Accounts
1,700
Employees
11
Advisory reps
8

Firm details

Headquarters
LYNNWOOD, Washington
CRD number
116958
Registered since
April 18, 2008
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI72%
  • Individuals26.61%
  • Corporations / Businesses0.7%
  • Pension & Profit Sharing Plans0.69%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Comprehensive Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2008. The firm serves both individual and family clients as well as institutional accounts, and its ownership structure is reported as a mix of a domestic entity and an individual. Service offerings span financial planning, portfolio management for individuals and small businesses, and investor education through seminars and workshops. The firm also acts as an insurance broker. Fee arrangements are mixed: percentage-of-AUM billing is available alongside hourly and fixed-fee options and commission-based work. The adviser does not identify as an active ESG investor, is not a multistate adviser in the filing, and does not function as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 34%, Other 14%, Cash & Cash Equivalents 6%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds34%
  • Other14%
  • Cash & Cash Equivalents6%

Owners & executives

2 of 2
  • CHRISTINA YBARRA

    Chief Compliance OfficerCRD 4939136

  • MORGAN ARFORD

    Chief Investment OfficerCRD 4945329

Contacts

3 of 6
  • CHASE FERDERER

    Financial AdvisorCRD 6088341

  • Sophie Thilenius

    Operations AssociateCRD 6798895

  • SHILO LOCKETT

    PresidentCRD 4704567

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 54

Active vs passive

$373M in ETFs

Passive

84%

$312M

Active

16%

$60.8M

ETFProviderStyleCategoryValueShares% of portfolio
GUINNESS ATKINSON ASIA PACIFIC DIVIDEND BUILDER ETF (ADIV)ActivePacific/Asia ex Japan Stk$34M1,935,0179.13%

Location

Primary office

LYNNWOOD, WA

SNOHOMISH

Location

LYNNWOOD, WA

Headquartered in LYNNWOOD, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
SNOHOMISH
Address
3500 188th St SW
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth