CAPITAL INVESTMENT SERVICES, LLC

RIASEC Registered
Total AUM
$101M
Discretionary
$0
0% of AUM
Avg account
$2.2M
Accounts
45
Employees
2
Advisory reps
2

Firm details

Headquarters
LYNNWOOD, Washington
CRD number
121567
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI97.6%
  • Individuals2.4%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Capital Investment Services, LLC is a small, privately held advisory firm organized as an LLC and owned by an individual. It focuses on fee-based portfolio management for individuals, families and small businesses, charging a percentage of assets under management. The firm is not registered as a multi-state adviser, does not act as a capital allocator, and is not positioned as a pension consultant or related-adviser network. It does not identify as an active ESG investor. An accountant affiliation is noted in its industry relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 25%, Cash & Cash Equivalents 4%, Non-Exchange Traded Equities 3%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents4%
  • Non-Exchange Traded Equities3%

Contacts

2 of 2
  • THOMAS OVER

    Certified Financial PlannerCRD 4557122

  • SCOTT MINNIG

    PartnerCRD 4557125

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$194M in ETFs

Passive

83%

$161M

Active

2%

$32.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH)VanguardPassiveShort Term Bond$53.8M678,33027.77%

Location

Primary office

LYNNWOOD, WA

SNOHOMISH

Location

LYNNWOOD, WA

Headquartered in LYNNWOOD, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
SNOHOMISH
Address
3500 188th St SW
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth