HIGHBURY PACIFIC CAPITAL CORP.

RIASEC RegisteredEst. 2012
Total AUM
$333M
Discretionary
$0
0% of AUM
Avg account
$333M
Accounts
1
Employees
1
Advisory reps
1

Firm details

Headquarters
BELLEVUE, Washington
CRD number
157778
Registered since
February 23, 2012
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Corporations / Businesses100%
Services
Portfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Highbury Pacific Capital Corp. is a small, institutionally focused advisory firm that acts as a capital allocator for a single institutional client. The firm’s regulatory filing shows it provides portfolio management for businesses or institutions and the selection of other advisers, and it charges a mix of percentage-of-AUM and fixed fees. Highbury Pacific reports no active ESG investing mandate and is an SEC-registered adviser since 2012. Its reporting classifies the firm as unclassified and lists an individual owner type. Investment activity is centered on equity exposure: the firm expresses a clear preference for exchange-traded equities and uses third-party managers and mutual funds as components of its solution set. The filing indicates Highbury Pacific operates on a non-discretionary basis for its client relationship, which points to an advisory role where the client retains trading authority while the firm constructs portfolios and recommends managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Private Funds 27%, Public Funds/Mutual Funds 21%, Cash & Cash Equivalents 1%51%
  • Exchange Traded Equities51%
  • Private Funds27%
  • Public Funds/Mutual Funds21%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • GARY LEE

    Chief Compliance OfficerCRD 5918119

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BELLEVUE, WA

KING

Location

BELLEVUE, WA

Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
14205 SE 36th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth