HIGHBURY PACIFIC CAPITAL CORP.
Firm details
- Headquarters
- BELLEVUE, Washington
- CRD number
- 157778
- Registered since
- February 23, 2012
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Corporations / Businesses100%
- Services
- Portfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Highbury Pacific Capital Corp. is a small, institutionally focused advisory firm that acts as a capital allocator for a single institutional client. The firm’s regulatory filing shows it provides portfolio management for businesses or institutions and the selection of other advisers, and it charges a mix of percentage-of-AUM and fixed fees. Highbury Pacific reports no active ESG investing mandate and is an SEC-registered adviser since 2012. Its reporting classifies the firm as unclassified and lists an individual owner type. Investment activity is centered on equity exposure: the firm expresses a clear preference for exchange-traded equities and uses third-party managers and mutual funds as components of its solution set. The filing indicates Highbury Pacific operates on a non-discretionary basis for its client relationship, which points to an advisory role where the client retains trading authority while the firm constructs portfolios and recommends managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Private Funds27%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1GARY LEE
Chief Compliance OfficerCRD 5918119
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BELLEVUE, WA
KING
Location
BELLEVUE, WA
Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- KING
- Address
- 14205 SE 36th St
- Time zone
- PT (UTC-8)
- Office locations
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