Highbury Pacific Capital Corp.

RIASEC RegisteredEst. 2012
Total AUM
$333M
Discretionary
$0
0% of AUM
Avg account
$333M
Accounts
1
Employees
1
Advisory reps
1

Firm details

Headquarters
Bellevue, Washington
CRD number
157778
Registered since
February 23, 2012
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Corporations / Businesses100%
Services
Portfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Highbury Pacific Capital Corp. is an SEC-registered institutional RIA organized as a corporation and registered in 2012. The firm is owned by an individual and positions itself as a capital allocator serving institutional clients. Its advisory mandate centers on portfolio management for businesses or institutions and the selection of other advisers, and its fee arrangements include both percentage-of-AUM and fixed-fee structures. According to filings the firm does not identify as an active ESG investor and it does not operate as a multi-state adviser. Filings indicate Highbury Pacific typically acts through non-discretionary arrangements while performing advisory and manager-selection roles. The combination of an institutional client base and an explicit capital-allocation role suggests the firm runs bespoke mandates and uses external managers as part of its solution set.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Private Funds 27%, Public Funds/Mutual Funds 21%, Cash & Cash Equivalents 1%51%
  • Exchange Traded Equities51%
  • Private Funds27%
  • Public Funds/Mutual Funds21%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Gary Lee

    Chief Compliance OfficerCRD 5918119

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Bellevue, WA

King

Location

Bellevue, WA

Headquartered in Bellevue, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
14205 Se 36th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth