CAPSTONE INVESTMENT GROUP

RIASEC RegisteredEst. 2021

Total AUM

$176M

Discretionary

$176M

100% of AUM

Avg account

$130K

Accounts

1,353

Employees

Advisory reps

Firm details

Headquarters: OLYMPIA, Washington
CRD number: 159918
Registered since: July 22, 2021
Website: www.yourcapstone.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: Individuals56.41%
HNWI38.83%
Banking / Thrift Institutions3.62%
Corporations / Businesses0.66%
Insurance Companies0.41%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capstone Investment Group is a privately held LLC that provides financial planning and portfolio management primarily for individuals, families and smaller institutional clients. The firm operates as both an advisory practice and as a registered representative of a broker-dealer, and it also conducts insurance brokerage. Capstone bills clients via a percentage-of-AUM model and charges hourly fees for some services. It is structured to select and allocate to third‑party managers, and the firm does not market itself as an active ESG investor. The adviser registered with the SEC in 2021 and presents itself as a capital allocator, combining direct portfolio management for individual and small-business clients with the selection of outside advisers when appropriate. Core advisory services noted include financial planning and discretionary portfolio management; the firm does not list pension consulting among its capabilities.