Capstone Investment Group

RIASEC RegisteredEst. 2021

Total AUM

$176M

Discretionary

$176M

100% of AUM

Avg account

$130K

Accounts

1,353

Employees

Advisory reps

Firm details

Headquarters: Olympia, Washington
CRD number: 159918
Registered since: July 22, 2021
Website: www.yourcapstone.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges
Client types: Individuals56.41%
HNWI38.83%
Banking / Thrift Institutions3.62%
Corporations / Businesses0.66%
Insurance Companies0.41%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capstone Investment Group is a privately held limited liability company that operates as a fee-based wealth manager and capital allocator. The firm provides financial planning, portfolio management for individuals and small businesses, and due diligence/selection of outside managers. It also conducts broker-dealer and insurance brokerage activities. Its client base includes both individual and family accounts as well as institutional relationships. Compensation mixes percentage-of-AUM fees with hourly billing, and the firm reports that it is not an active ESG investor. Capstone positions itself to combine advisory services with access to third-party alternative managers — the firm identifies as a capital allocator. It is SEC-registered (since 2021) and reports both entity and individual ownership components.