PRENTICE FINANCIAL PLANNING, LLC

RIASEC Registered
Total AUM
$97.3M
Discretionary
$97.3M
100% of AUM
Avg account
$187K
Accounts
519
Employees
4
Advisory reps
4

Firm details

Headquarters
OLYMPIA, Washington
CRD number
286565
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI57.6%
  • Individuals42.4%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Prentice Financial Planning, LLC is an independent registered investment adviser organized as an LLC that serves individual and family clients. The firm combines financial planning with portfolio management for individuals and small businesses and also provides pension consulting services. Its fee model includes assets-under-management fees alongside fixed-fee engagements. The firm identifies as an active ESG investor, incorporating environmental, social, or governance considerations into its advisory work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Contacts

3 of 4
  • Melissa Johnson

    ParaplannerCRD 7863421

  • ANDREW PRENTICE

    OwnerCRD 5011928

  • Wendy Wyatt

    Office ManagerCRD 8148276

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OLYMPIA, WA

THURSTON

Location

OLYMPIA, WA

Headquartered in OLYMPIA, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
THURSTON
Address
2407 Pacific Ave SE
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth