Ceiba Financial, LLC
Firm details
- Headquarters
- Fullerton, California
- CRD number
- 298977
- Registered since
- April 26, 2019
- Website
- www.ceibafin.com
Firm profile
FINTRXOverview
Ceiba Financial, LLC is organized as a limited liability company and is SEC-registered (registration effective in 2019). The firm is owned by an individual and is classified in the dataset as an investment bank rather than a traditional registered investment adviser. The profile flags several regulatory/operational attributes: it is not identified as a capital allocator, not active on ESG mandates, not a multi-state adviser, not a pension consultant, and is not listed as a related adviser. The source record does not supply descriptions of the firm's advisory services, business activities, fee schedule, or client segments. Those omissions make it difficult to characterize whether Ceiba operates primarily as a transaction-oriented broker/investment bank, provides private advisory services, or pursues other capital markets activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Carlos Lane
CEOCRD 4665099

Dora Lanza
Principal & COOCRD 5781136

Walter Costenbader
Chief Compliance OfficerCRD 1828345
Contacts
3 of 18
Andrew Fenton
Senior Managing DirectorCRD 4370009
Brian Coburn
Managing PartnerCRD 6379877

Sebastien Lafon
FounderCRD 7569890
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Fullerton, CA
Orange
Location
Fullerton, CA
Headquartered in Fullerton, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 1831 Lexington Dr
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Houlihan Lokey Capital, Inc.
Broker-DealerLos Angeles, CA
Probitas Funds Group, LLC
Broker-DealerSan Francisco, CA
Capital Research Brokerage Services, LLC
Broker-DealerPasadena, CA
Kipling Capital, Inc.
Broker-DealerMill Valley, CA
Western Growers Financial Services
Broker-DealerIrvine, CA
Madison Avenue Securities, LLC
Broker-DealerSan Diego, CA