CC Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
153523
Registered since
April 19, 2011

Firm profile

FINTRX

Overview

CC Securities, LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm is owned by a combination of a domestic entity and an individual. The profile indicates that CC Securities does not function as a capital allocator, is not an active ESG investor, and is not positioned as a pension consultant or related adviser. It is also not identified as a multi-state adviser or a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Margaret Gavlik

    Margaret Gavlik

    Chief Compliance OfficerCRD 1175128

  • Lisa Beeson

    Lisa Beeson

    Principal, Chief Operations OfficerCRD 1735489

  • Deborah Smith

    Deborah Smith

    Co-Founder and CEOCRD 4429184

Contacts

3 of 7
  • Andrew Miller

    FinOpCRD 5106774

  • Todd Lovell

    Todd Lovell

    Principal and Co-FounderCRD 4490555

  • John Gauthier

    John Gauthier

    PrincipalCRD 4921009

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
3 Landmark Sq
Time zone
ET (UTC-5)
Office locations

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