CC SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
153523
Registered since
April 19, 2011

Firm profile

FINTRX

Overview

CC Securities, LLC is organized as a limited liability company and is registered with the SEC since 2011. The firm is classified as an investment bank and lists ownership as a mix of a domestic entity and an individual. The snapshot data indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The firm has not provided detailed descriptions of its business activities, advisory services, client segments, or fee arrangements, and it did not supply information about affiliations or specific operational lines in the provided dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MARGARET GAVLIK

    Chief Compliance OfficerCRD 1175128

  • DEBORAH SMITH

    Co-Founder and CEOCRD 4429184

Contacts

3 of 11
  • ROBERT MIRANDA

    Registered RepresentativeCRD 6126099

  • LISA BEESON

    PrincipalCRD 1735489

  • JOHN GAUTHIER

    PrincipalCRD 4921009

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
3 Landmark Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth