CC Securities, LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 153523
- Registered since
- April 19, 2011
- Website
- centercapgroup.com
Firm profile
FINTRXOverview
CC Securities, LLC is organized as a limited liability company and is classified in the data set as an investment bank. The firm appears to operate more on the capital markets / transactional side of the business rather than as a capital allocator or discretionary asset manager: FINTRX flags it as not a capital allocator and not an active ESG investor. The record shows SEC registration in 2011 and lists the owner type as a domestic entity and individual. It is not identified as a multi-state adviser, a pension consultant, or a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Margaret Gavlik
Chief Compliance OfficerCRD 1175128

Deborah Smith
Co-Founder and CEOCRD 4429184
Contacts
3 of 9
Robert Miranda
Registered RepresentativeCRD 6126099

Lisa Beeson
PrincipalCRD 1735489
John Gauthier
PrincipalCRD 4921009
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 3 Landmark Sq
- Time zone
- ET (UTC-5)
- Office locations
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