Caplink Securities, Inc
Firm details
- Headquarters
- Manhattan Beach, California
- CRD number
- 130702
- Registered since
- August 17, 2004
- Website
- www.caplinksecurities.com
Firm profile
FINTRXOverview
Caplink Securities, Inc. is organized as a corporation and shows SEC registration dating to 2004. The firm is owned by an individual and appears in the source data under an "Unclassified" classification. Available disclosures flag the firm as not serving as a capital allocator and not positioning itself as an active ESG investor. The record also indicates the firm is not a multi-state adviser, not newly formed, not a pension consultant, and not flagged as a related adviser. The snapshot supplied contains little detail about the firm's business lines, advisory services, client segments, or fee structure; those fields were left blank in the source.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Thomas Barrett
Chief Financial OfficerCRD 2821759

Michael Oshiro
CEOCRD 2271174
Contacts
3 of 6Michael Barr
MarketingCRD 2647258

Judd Nydes
MarketingCRD 2960503

Scott Mibu
PresidentCRD 2272272
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Manhattan Beach, CA
Los Angeles
Location
Manhattan Beach, CA
Headquartered in Manhattan Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 1230 Rosecrans Ave
- Time zone
- PT (UTC-8)
- Office locations
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