Caplink Securities, Inc
Firm details
- Headquarters
- Manhattan Beach, California
- CRD number
- 130702
- Registered since
- August 17, 2004
- Website
- www.caplinksecurities.com
Firm profile
FINTRXOverview
Caplink Securities, Inc. is a corporation that operates as a placement agent rather than a portfolio manager. The firm has been SEC-registered since 2004 and is owned by an individual proprietor. Registry details indicate the firm does not act as a capital allocator and does not identify as an active ESG investor. It is not registered as a multi-state adviser, is not newly formed, and does not present itself as a pension consultant or related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Michael Oshiro
CEOCRD 2271174
Contacts
3 of 7
Becky Swanston
Registered RepresentativeCRD 1107253
Scott Mibu
PresidentCRD 2272272
Michael Barr
MarketingCRD 2647258
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Manhattan Beach, CA
Los Angeles
Location
Manhattan Beach, CA
Headquartered in Manhattan Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 1230 Rosecrans Ave
- Time zone
- PT (UTC-8)
- Office locations
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