CAPLINK SECURITIES, INC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
MANHATTAN BEACH, California
CRD number
130702
Registered since
August 17, 2004

Firm profile

FINTRX

Overview

Caplink Securities, Inc. is organized as a corporation and has been SEC-registered since 2004. The firm is listed as individually owned and is classified in the source data as "unclassified," with few operational details disclosed. The record identifies Caplink Securities as not acting as a capital allocator and not engaging as an active ESG investor; it is also not recorded as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Public filings provided for this profile do not specify the firm's client base, fee schedule, core business activities, or advisory services. That lack of granular disclosure makes it difficult to place the firm within a particular operating niche (for example, broker-dealer versus independent RIA) based solely on the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • THOMAS BARRETT

    Chief Financial OfficerCRD 2821759

  • MICHAEL OSHIRO

    CEOCRD 2271174

Contacts

3 of 6
  • MICHAEL BARR

    MarketingCRD 2647258

  • JUDD NYDES

    MarketingCRD 2960503

  • SCOTT MIBU

    PresidentCRD 2272272

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MANHATTAN BEACH, CA

LOS ANGELES

Location

MANHATTAN BEACH, CA

Headquartered in MANHATTAN BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1230 Rosecrans Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth