Caplink Securities, Inc

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Manhattan Beach, California
CRD number
130702
Registered since
August 17, 2004

Firm profile

FINTRX

Overview

Caplink Securities, Inc. is organized as a corporation and shows SEC registration dating to 2004. The firm is owned by an individual and appears in the source data under an "Unclassified" classification. Available disclosures flag the firm as not serving as a capital allocator and not positioning itself as an active ESG investor. The record also indicates the firm is not a multi-state adviser, not newly formed, not a pension consultant, and not flagged as a related adviser. The snapshot supplied contains little detail about the firm's business lines, advisory services, client segments, or fee structure; those fields were left blank in the source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Thomas Barrett

    Thomas Barrett

    Chief Financial OfficerCRD 2821759

  • Michael Oshiro

    Michael Oshiro

    CEOCRD 2271174

Contacts

3 of 6
  • Michael Barr

    MarketingCRD 2647258

  • Judd Nydes

    Judd Nydes

    MarketingCRD 2960503

  • Scott Mibu

    Scott Mibu

    PresidentCRD 2272272

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Manhattan Beach, CA

Los Angeles

Location

Manhattan Beach, CA

Headquartered in Manhattan Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
1230 Rosecrans Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth