Caplink Securities, Inc
Firm details
- Headquarters
- Manhattan Beach, California
- CRD number
- 130702
- Registered since
- August 17, 2004
- Website
- www.caplinksecurities.com
Firm profile
FINTRXOverview
Caplink Securities, Inc. is a privately owned corporate entity registered with the SEC in 2004 that operates as a placement agent. The firm is classified as a placement intermediary rather than an investment manager or capital allocator, and the regulatory snapshot indicates it does not function as a multi-state adviser, pension consultant, related adviser, or active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Michael Oshiro
CEOCRD 2271174
Contacts
3 of 7
Becky Swanston
Registered RepresentativeCRD 1107253
Scott Mibu
PresidentCRD 2272272
Michael Barr
MarketingCRD 2647258
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Manhattan Beach, CA
Los Angeles
Location
Manhattan Beach, CA
Headquartered in Manhattan Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 1230 Rosecrans Ave
- Time zone
- PT (UTC-8)
- Office locations
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