CAPLINK SECURITIES, INC
Firm details
- Headquarters
- MANHATTAN BEACH, California
- CRD number
- 130702
- Registered since
- August 17, 2004
- Website
- www.caplinksecurities.com
Firm profile
FINTRXOverview
Caplink Securities, Inc. is organized as a corporation and has been SEC-registered since 2004. The firm is listed as individually owned and is classified in the source data as "unclassified," with few operational details disclosed. The record identifies Caplink Securities as not acting as a capital allocator and not engaging as an active ESG investor; it is also not recorded as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Public filings provided for this profile do not specify the firm's client base, fee schedule, core business activities, or advisory services. That lack of granular disclosure makes it difficult to place the firm within a particular operating niche (for example, broker-dealer versus independent RIA) based solely on the available data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2THOMAS BARRETT
Chief Financial OfficerCRD 2821759
MICHAEL OSHIRO
CEOCRD 2271174
Contacts
3 of 6MICHAEL BARR
MarketingCRD 2647258
JUDD NYDES
MarketingCRD 2960503
SCOTT MIBU
PresidentCRD 2272272
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MANHATTAN BEACH, CA
LOS ANGELES
Location
MANHATTAN BEACH, CA
Headquartered in MANHATTAN BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 1230 Rosecrans Ave
- Time zone
- PT (UTC-8)
- Office locations
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