CAPFINANCIAL SECURITIES, LLC.

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
437
Avg account
$0

Firm details

Headquarters
RALEIGH, North Carolina
CRD number
126291
Registered since
September 11, 2003

Firm profile

FINTRX

Overview

Capfinancial Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2003. Publicly available descriptors list the owner type as a combination of domestic entity and individual and classify the firm as "unclassified." The snapshot data shows the firm is not identified as a capital allocator, it does not report being an active ESG investor, and it is not flagged as a multi-state adviser in the available records. Available fields for fee structure, advisory activities and business activities were not populated in the source dataset, so there is no firm-level description of how the company positions its advisory or brokerage services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ROBERT MILLER

    Chief Financial OfficerCRD 4676260

  • SARAH WESTBROOK

    Chief Compliance OfficerCRD 4751500

Contacts

3 of 435
  • Brodie Barnes

    Principal & Financial AdvisorCRD 2368626

  • Mathew Doyle

    Principal & Financial AdvisorCRD 4554670

  • Angie Butler

    Registered RepresentativeCRD 2727758

Unlock 432 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RALEIGH, NC

WAKE

Location

RALEIGH, NC

Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
WAKE
Address
4208 Six Forks Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth