BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

RIASEC RegisteredEst. 2018
Total AUM
$81.7M
Discretionary
$81.7M
100% of AUM
Avg account
$81.7M
Accounts
1
Employees
3
Advisory reps
6

Firm details

Headquarters
MILWAUKEE, Wisconsin
CRD number
292786
Registered since
May 14, 2018
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Baird Principal Group Management Company II, LLC is an SEC-registered limited liability company (registered in 2018) that provides portfolio management services for pooled investment vehicles and serves institutional clients. The firm operates as a related adviser within a broader group of affiliated entities and charges both a percentage-of-AUM fee and performance-based fees. It does not identify as an active ESG investor and is not registered as a multi-state adviser. Ownership is listed as domestic entities and individuals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • STEVEN BOOTH

    Chairman & CEOCRD 2147388

  • ANGELA MARIE PALMER

    Chief Compliance OfficerCRD 4915568

  • TERRANCE MAXWELL

    Chief Financial Officer & Managing DirectorCRD 1463158

Contacts

3 of 3
  • PAUL SCHULTZ

    Managing DirectorCRD 1965163

  • JOHN NEIS

    PrincipalCRD 3126593

  • GORDON PAN

    PresidentCRD 2085716

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 823

Active vs passive

$21.9B in ETFs

Passive

88%

$19.2B

Active

10%

$2.7B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$1.4B21,484,1146.27%

Location

Primary office

MILWAUKEE, WI

MILWAUKEE

Location

MILWAUKEE, WI

Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
MILWAUKEE
Address
777 E Wisconsin Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth