River1 Asset Management LLC

RIASEC RegisteredEst. 2024
Total AUM
$108M
Discretionary
$108M
100% of AUM
Avg account
$108M
Accounts
1
Employees
5
Advisory reps
4

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
329230
Registered since
January 2, 2024
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

River1 Asset Management LLC is an institutional registered investment adviser organized as a limited liability company. The firm registered with the SEC in 2024 and identifies its client base as institutional, focusing its advisory activity on portfolio management for investment companies. It charges fees as a percentage of assets under management rather than performance-based or flat-fee arrangements. Organizationally, ownership is split between a domestic entity and an individual. River1 does not position itself as a capital allocator or pension consultant, does not operate as a multi-state adviser, and does not list active ESG investing among its stated practices. It is not reported as a related adviser to another firm.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Robert Haugen

    Robert Haugen

    Chief Investment OfficerCRD 2867652

  • Susan Kaiser

    Chief Financial OfficerCRD 7836346

  • Tony Tagliapietra

    Chief Executive OfficerCRD 3250764

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
210 W Becher St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth