RIVER1 ASSET MANAGEMENT LLC
Firm details
- Headquarters
- MILWAUKEE, Wisconsin
- CRD number
- 329230
- Registered since
- January 2, 2024
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
River1 Asset Management LLC is a small, institutionally focused investment adviser that provides discretionary portfolio management specifically for investment companies. The firm operates as a limited liability company and positions itself as a fee‑based manager, charging a percentage of assets under management. Its filings indicate a client base made up of institutional mandates rather than retail households, and it is not characterized as a multi‑state adviser, pension consultant, or capital allocator. River1 is not listed as an active ESG investor in its disclosures, and it does not appear to operate as a related adviser to other firms. Given the advisory activity—portfolio management for investment companies—the firm’s day‑to‑day work centers on constructing and managing vehicles or pooled structures that meet the mandates and regulatory requirements of investment company clients.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4ROBERT HAUGEN
Chief Investment OfficerCRD 2867652
Susan Kaiser
Chief Financial OfficerCRD 7836346
TONY TAGLIAPIETRA
Chief Executive OfficerCRD 3250764
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MILWAUKEE, WI
MILWAUKEE
Location
MILWAUKEE, WI
Headquartered in MILWAUKEE, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- MILWAUKEE
- Address
- 210 W Becher St
- Time zone
- CT (UTC-6)
- Office locations
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