Regal Bay Investment Group, LLC

Overview

Regal Bay Investment Group, LLC is an individual-owned limited liability company that serves primarily individual and family clients. The firm functions both as an advisory practice—providing portfolio management for individuals, small businesses, and institutional/business clients—and as a registered representative of a broker‑dealer. Its client billing mix includes percentage‑of‑AUM fees as well as hourly charges, fixed fees and commissions. Regal Bay does not identify as an ESG investor and is not positioned as a multi‑state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices