Regal Bay Investment Group, LLC

Overview

Regal Bay Investment Group, LLC operates as an adviser and registered representative of a broker-dealer, serving individual and family clients with a mix of advisory and brokerage services. The firm charges fees as a percentage of assets under management and also uses hourly, fixed-fee and commission arrangements. Its advisory work includes portfolio management for individuals and small businesses as well as for business or institutional clients. Regal Bay does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives