Baird Principal Group Management Company I, LLC

RIASEC RegisteredEst. 2015
Total AUM
$22.4M
Discretionary
$22.4M
100% of AUM
Avg account
$22.4M
Accounts
1
Employees
3
Advisory reps
6

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
269982
Registered since
August 21, 2015
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Baird Principal Group Management Company I, LLC is an SEC-registered adviser that provides portfolio management for pooled investment vehicles and serves an institutional client base. The firm is organized as a limited liability company and has been registered with the SEC since 2015. Its advisory model combines a percentage-of-AUM fee with performance-based fees, a structure commonly used for pooled funds and alternative strategies. The firm is not positioned as a capital allocator and does not present itself as an active ESG investor. It is identified as a related adviser, and its regulatory/industry footprint spans multiple roles: broker-dealer, investment adviser, registered municipal advisor, commodity pool operator/commodity trading adviser, trust company, insurance company, pension consultant, real estate broker, and sponsor/GP/managing member of pooled investment vehicles. Those affiliations indicate the firm may operate both as a manager of pooled vehicles and in sponsor or general-partner capacities tied to those vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Steven Booth

    Steven Booth

    Chairman & CEOCRD 2147388

  • Angela Marie Palmer

    Angela Marie Palmer

    Chief Compliance OfficerCRD 4915568

  • Terrance Maxwell

    Terrance Maxwell

    Chief Financial Officer & Managing DirectorCRD 1463158

Contacts

3 of 3
  • John Neis

    John Neis

    PrincipalCRD 3126593

  • Paul Schultz

    Paul Schultz

    Managing DirectorCRD 1965163

  • Gordon Pan

    Gordon Pan

    PresidentCRD 2085716

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
777 E Wisconsin Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth