Baird Principal Group Management Company I, LLC

RIASEC RegisteredEst. 2015
Total AUM
$22.4M
Discretionary
$22.4M
100% of AUM
Avg account
$22.4M
Accounts
1
Employees
3
Advisory reps
6

Firm details

Headquarters
Milwaukee, Wisconsin
CRD number
269982
Registered since
August 21, 2015
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Baird Principal Group Management Company I, LLC is an institutional registered investment adviser that focuses on portfolio management for pooled investment vehicles. The firm is structured as a limited liability company and has been SEC-registered since 2015. Its client base is institutional, and its fee arrangements include both a percentage-of-assets model and performance-based fees. FINTRX classifies the firm as a related adviser and notes multiple industry roles across its network, including affiliations with broker-dealers, other investment advisers, registered municipal advisors, CPO/CTAs, trust companies, insurance companies, real estate brokers, and sponsors or general partners of pooled vehicles. The firm is not identified as an active ESG investor and is not described as a multi-state or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Steven Booth

    Steven Booth

    Chairman & CEOCRD 2147388

  • Angela Marie Palmer

    Angela Marie Palmer

    Chief Compliance OfficerCRD 4915568

  • Terrance Maxwell

    Terrance Maxwell

    Chief Financial Officer & Managing DirectorCRD 1463158

Contacts

3 of 3
  • Gordon Pan

    Gordon Pan

    PresidentCRD 2085716

  • Paul Schultz

    Paul Schultz

    Managing DirectorCRD 1965163

  • John Neis

    John Neis

    PrincipalCRD 3126593

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Milwaukee, WI

Milwaukee

Location

Milwaukee, WI

Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
Milwaukee
Address
777 E Wisconsin Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth