Baird Principal Group Management Company I, LLC
Firm details
- Headquarters
- Milwaukee, Wisconsin
- CRD number
- 269982
- Registered since
- August 21, 2015
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Baird Principal Group Management Company I, LLC is an SEC-registered adviser that provides portfolio management for pooled investment vehicles and serves an institutional client base. The firm is organized as a limited liability company and has been registered with the SEC since 2015. Its advisory model combines a percentage-of-AUM fee with performance-based fees, a structure commonly used for pooled funds and alternative strategies. The firm is not positioned as a capital allocator and does not present itself as an active ESG investor. It is identified as a related adviser, and its regulatory/industry footprint spans multiple roles: broker-dealer, investment adviser, registered municipal advisor, commodity pool operator/commodity trading adviser, trust company, insurance company, pension consultant, real estate broker, and sponsor/GP/managing member of pooled investment vehicles. Those affiliations indicate the firm may operate both as a manager of pooled vehicles and in sponsor or general-partner capacities tied to those vehicles.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Steven Booth
Chairman & CEOCRD 2147388

Angela Marie Palmer
Chief Compliance OfficerCRD 4915568
Terrance Maxwell
Chief Financial Officer & Managing DirectorCRD 1463158
Contacts
3 of 3
John Neis
PrincipalCRD 3126593

Paul Schultz
Managing DirectorCRD 1965163

Gordon Pan
PresidentCRD 2085716
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milwaukee, WI
Milwaukee
Location
Milwaukee, WI
Headquartered in Milwaukee, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Milwaukee
- Address
- 777 E Wisconsin Ave
- Time zone
- CT (UTC-6)
- Office locations
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