AW Securities
Firm details
- Headquarters
- Folsom, California
- CRD number
- 103747
- Registered since
- July 7, 2000
- Website
- allworthfinancial.com
Firm profile
FINTRXOverview
AW Securities is organized as a limited liability company that has been SEC-registered since 2000. FINTRX characterizes the firm as unclassified and lists the owner type as a combination of a domestic entity and an individual. The database indicates AW Securities is not a capital allocator, not an active ESG investor, not a multi-state adviser by designation, and does not serve as a pension consultant or related adviser. The firm has provided minimal public detail about its advisory activities, client segments, or fee model. That limited disclosure makes it difficult to profile their client-facing services or investment process beyond what FINTRX reports on alternative allocations.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Corey Gamble
Chief Compliance OfficerCRD 4919573

Darla Sipolt
Chief Client OfficerCRD 2031939

Patrick Mcclain
Co-Founder and Co-CEOCRD 2055994
Contacts
3 of 151
James Moore
Partner, AdvisorCRD 5785151

Jessica Baumgartner
Financial AdvisorCRD 5156945

Michelle Disney
Financial AdvisorCRD 5223974
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Folsom, CA
Sacramento
Location
Folsom, CA
Headquartered in Folsom, CA, anchoring the Sacramento-Roseville, CA metro in the West.
- Metro area
- Sacramento-Roseville, CA
- Region
- West
- County
- Sacramento
- Address
- 340 Palladio Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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