AW Securities

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
155
Avg account
$0

Firm details

Headquarters
Folsom, California
CRD number
103747
Registered since
July 7, 2000

Firm profile

FINTRX

Overview

AW Securities is organized as a limited liability company and has been SEC-registered since 2000. The firm’s ownership is listed as a mix of a domestic entity and an individual. The dataset classifies the adviser as unclassified and does not list it as a capital allocator. It is not identified as an active ESG investor, not designated a multi-state adviser, and is not described as a pension consultant or related adviser in the provided record. The public summary fields for client base, fee structure, business activities and advisory activities are blank in the dataset, so there is no further detail available about the firm’s client focus or operating model.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Patrick Mcclain

    Patrick Mcclain

    Co-Founder and Co-CEOCRD 2055994

  • Barry Greenberg

    Barry Greenberg

    Chief Legal OfficerCRD 5863733

  • Corey Gamble

    Corey Gamble

    Chief Compliance OfficerCRD 4919573

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Contacts

3 of 151
  • Christina Jordan

    Christina Jordan

    National Business Development DirectorCRD 2644840

  • Richard Erickson

    Richard Erickson

    Head of OperationsCRD 2704674

  • Steven Burnett

    Steven Burnett

    Financial AdvisorCRD 2315967

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Folsom, CA

Sacramento

Location

Folsom, CA

Headquartered in Folsom, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
Sacramento
Address
340 Palladio Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth