AW Securities
Firm details
- Headquarters
- Folsom, California
- CRD number
- 103747
- Registered since
- July 7, 2000
- Website
- allworthfinancial.com
Firm profile
FINTRXOverview
AW Securities is organized as a limited liability company and has been SEC-registered since 2000. The firm’s ownership is listed as a mix of a domestic entity and an individual. The dataset classifies the adviser as unclassified and does not list it as a capital allocator. It is not identified as an active ESG investor, not designated a multi-state adviser, and is not described as a pension consultant or related adviser in the provided record. The public summary fields for client base, fee structure, business activities and advisory activities are blank in the dataset, so there is no further detail available about the firm’s client focus or operating model.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Patrick Mcclain
Co-Founder and Co-CEOCRD 2055994

Barry Greenberg
Chief Legal OfficerCRD 5863733

Corey Gamble
Chief Compliance OfficerCRD 4919573
Contacts
3 of 151
Christina Jordan
National Business Development DirectorCRD 2644840

Richard Erickson
Head of OperationsCRD 2704674

Steven Burnett
Financial AdvisorCRD 2315967
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Folsom, CA
Sacramento
Location
Folsom, CA
Headquartered in Folsom, CA, anchoring the Sacramento-Roseville, CA metro in the West.
- Metro area
- Sacramento-Roseville, CA
- Region
- West
- County
- Sacramento
- Address
- 340 Palladio Pkwy
- Time zone
- PT (UTC-8)
- Office locations
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