AW SECURITIES

Overview

AW Securities is organized as a limited liability company and has been SEC-registered since 2000. The firm is listed as owned by a domestic entity and an individual and is classified in the source as "unclassified." The FINTRX snapshot flags several negative attributes: it does not act as a capital allocator, is not identified as an active ESG investor, is not designated a multi-state adviser, and is not described as a pension consultant or related adviser. Publicly reported detail about the firm's business model is sparse. Fields for client base, fee structure, business activities and advisory activities are blank in the source, so there is limited visibility into the types of clients it serves or how it structures advisory engagements.

Assets & Accounts

Investments & Alternatives

Location & Offices