Assetmark Brokerage, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
—
Advisory reps
370
Avg account
$0

Firm details

Headquarters
Concord, California
CRD number
169804
Registered since
August 8, 2014

Firm profile

FINTRX

Overview

Assetmark Brokerage, LLC is organized as a limited liability company and registered with the SEC in 2014. The firm is classified as a fund distributor rather than a discretionary asset manager or capital allocator. Ownership is listed as a domestic entity/individual. The available records indicate the firm does not identify as an active ESG investor, is not a multi-state adviser, is not newly formed, and does not present itself as a pension consultant or a related adviser. Specific business or advisory activity descriptions were not provided in the source material.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 25
  • Michael Kim

    Michael Kim

    President and CEOCRD 3095923

  • Carrie Hansen

    Carrie Hansen

    Chief Operating OfficerCRD 4781315

  • John Koval

    John Koval

    Chief Compliance OfficerCRD 2468284

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Contacts

3 of 345
  • Faith Chaffee

    Faith Chaffee

    Regional ConsultantCRD 5643097

  • Joel Vause

    Joel Vause

    Sales ConsultantCRD 5662361

  • Jeffrey Walker

    Jeffrey Walker

    Portfolio ManagerCRD 5696654

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Concord, CA

Contra Costa

Location

Concord, CA

Headquartered in Concord, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
1655 Grant St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth