ASL Capital Markets Inc.

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
38
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
286115
Registered since
June 22, 2017
Website
aslcap.com

Firm profile

FINTRX

Overview

ASL Capital Markets Inc. is a corporate-structured investment adviser that registered with the SEC in 2017. The firm is listed as owned by a domestic entity and an individual and carries an "Unclassified" designation in the available registry fields. The public record indicates limited operational footprint: the adviser does not identify itself as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multi-state adviser. It is also not noted as a pension consultant or as a related adviser to another registered firm. Other typical disclosures — such as advisory services offered, fee schedule, client types, and business activities — were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Tuite

    Chief Financial OfficerCRD 2862493

Contacts

3 of 37
  • Scott Campbell

    Scott Campbell

    Vice President, OperationsCRD 4678246

  • Srinivasan Iyer

    Managing DirectorCRD 2769203

  • Joseph Ilardi

    Joseph Ilardi

    TraderCRD 1195505

Unlock 34 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
600 Summer St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth