ASL Capital Markets Inc.

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
286115
Registered since
June 22, 2017
Website
aslcap.com

Firm profile

FINTRX

Overview

ASL Capital Markets Inc. is a corporate entity that registered with the SEC in 2017. The firm's ownership is identified as a combination of a domestic entity and an individual. In the dataset the firm is labeled “unclassified,” and it does not present itself as a capital allocator, an ESG-active investor, a multi-state adviser, a pension consultant, or a related adviser to another registered advisor. The source material does not include descriptions of advisory services, client segments, fee schedules, or specific business activities, so there is no record here of the firm's target client types, service model, or investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Robert Tuite

    Chief Financial OfficerCRD 2862493

Contacts

3 of 39
  • Scott Campbell

    Scott Campbell

    Vice President, OperationsCRD 4678246

  • Srinivasan Iyer

    Managing DirectorCRD 2769203

  • Joseph Ilardi

    Joseph Ilardi

    TraderCRD 1195505

Unlock 36 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
600 Summer St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth