Anubis Securities LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
157642
Registered since
October 13, 2011

Firm profile

FINTRX

Overview

Anubis Securities LLC is organized as a limited liability company and is registered with the SEC since 2011. The firm operates as a placement agent rather than a capital allocator or discretionary investment manager. FINTRX classifies ownership as a combination of a domestic entity and an individual; other firm-level disclosures for advisory scope, fee schedules, client segments and specific business activities were not provided. Regulatory and operational flags in the snapshot indicate Anubis Securities is not registered as a multi-state adviser, does not identify as an active ESG investor, and is not described as a pension consultant or a related adviser. Those attributes are consistent with a placement-agent profile focused on capital-raising, intermediary or distribution roles rather than ongoing portfolio management.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lawrence Block

    Lawrence Block

    Senior Managing Director, Chief Compliance Officer and General CounselCRD 3006613

Contacts

3 of 6
  • Robert Lieber

    Robert Lieber

    Executive Manager DirectorCRD 711138

  • Robert Wakefield

    Director of Infrastructure InvestmentsCRD 2119794

  • Estee Dorfman

    Estee Dorfman

    FinOpCRD 2696529

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
717 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth