Aldwych Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
167980
Registered since
June 27, 2013

Firm profile

FINTRX

Overview

Aldwych Securities LLC is organized as a limited liability company and is classified in the source data as an investment bank. Ownership is listed as a mix of a domestic entity and an individual. The firm’s profile indicates it does not act as a capital allocator and is not identified as an active ESG investor. It is also not characterized as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser in the provided dataset. The combination of the investment bank classification and the other flags in the dataset suggests the firm’s primary activities are likely transactional or advisory in nature rather than managing retail or high-net-worth client assets on a discretionary basis.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Guillermo Barrera

    Guillermo Barrera

    Chairman, President & CEOCRD 6337857

Contacts

3 of 22
  • Brian Lenart

    Brian Lenart

    FinOpCRD 736107

  • Jeffrey Smith

    Jeffrey Smith

    Senior AdvisorCRD 844763

  • Vincent Calicchia

    Vincent Calicchia

    DirectorCRD 1369929

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
208 Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth