Aldwych Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
167980
Registered since
June 27, 2013

Firm profile

FINTRX

Overview

Aldwych Securities LLC is organized as a limited liability company and shows SEC registration beginning in 2013. FINTRX classifies the firm as an investment bank rather than a capital allocator or multi-state registered adviser. The source record flags the firm as not being an active ESG investor and not serving in a pension consultant or related-adviser capacity. Little additional public detail is provided about the firm’s client types, fee arrangements, or specific advisory activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Guillermo Barrera

    Guillermo Barrera

    Chairman, President & CEOCRD 6337857

Contacts

3 of 22
  • Brian Lenart

    Brian Lenart

    FinOpCRD 736107

  • Jeffrey Smith

    Jeffrey Smith

    Senior AdvisorCRD 844763

  • Vincent Calicchia

    Vincent Calicchia

    DirectorCRD 1369929

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
208 Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth