Aldwych Securities LLC

Overview

Aldwych Securities LLC is organized as a limited liability company and has been SEC-registered since 2013. FINTRX classifies the firm as an investment bank rather than a traditional asset manager or discretionary capital allocator. Ownership is recorded as a combination of a domestic entity and an individual. The dataset captures several negative flags for advisory activity: the firm is not identified as a capital allocator, is not an active ESG investor, is not designated a multi-state adviser, and is not listed as a pension consultant or related adviser. Fields for client base, fee structure, business activities and advisory activities are blank in the source, which suggests the firm’s public footprint in advisory services is limited or that its primary activity sits outside the typical RIA/advisory model.

Assets & Accounts

Location & Offices