Aldwych Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
167980
Registered since
June 27, 2013

Firm profile

FINTRX

Overview

Aldwych Securities LLC is organized as a limited liability company and is classified in the data set as an investment bank. The firm appears to be privately owned (a combination of a domestic entity and an individual) and has been SEC-registered since 2013. The profile on file indicates Aldwych does not act as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX does not provide details on the firm's client base, fee structure, business activities, or specific advisory services.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Guillermo Barrera

    Guillermo Barrera

    Chairman, President & CEOCRD 6337857

Contacts

3 of 22
  • Brian Lenart

    Brian Lenart

    FinOpCRD 736107

  • Jeffrey Smith

    Jeffrey Smith

    Senior AdvisorCRD 844763

  • Vincent Calicchia

    Vincent Calicchia

    DirectorCRD 1369929

Unlock 19 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
208 Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth