Aldwych Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Stamford, Connecticut
CRD number
167980
Registered since
June 27, 2013

Firm profile

FINTRX

Overview

Aldwych Securities LLC is organized as a limited liability company and has been registered with the SEC since 2013. Public registry data classifies the firm as an investment bank and lists its ownership as a mix of a domestic entity and an individual. The snapshot flags several limits on the firm's public profile: it is not identified as a capital allocator, is not active on ESG mandates, and is not registered as a multi-state adviser or pension consultant. The firm is not listed as a related adviser. Fields covering client types, fee structure, and detailed business or advisory activities are not populated in the available record. Firm-level asset, account, and holdings details are not provided in the source dataset. The firm also did not supply information about its activities or external affiliations in the material reviewed.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Guillermo Barrera

    Guillermo Barrera

    Chairman, President & CEOCRD 6337857

Contacts

3 of 22
  • Christopher Kane

    Managing DirectorCRD 1979967

  • Dennis Holtzapffel

    Dennis Holtzapffel

    Managing DirectorCRD 4048713

  • Walter Zegers

    Walter Zegers

    Managing DirectorCRD 4875569

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
208 Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth