Aldwych Securities LLC
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 167980
- Registered since
- June 27, 2013
Firm profile
FINTRXOverview
Aldwych Securities LLC is organized as a limited liability company and has been registered with the SEC since 2013. Public registry data classifies the firm as an investment bank and lists its ownership as a mix of a domestic entity and an individual. The snapshot flags several limits on the firm's public profile: it is not identified as a capital allocator, is not active on ESG mandates, and is not registered as a multi-state adviser or pension consultant. The firm is not listed as a related adviser. Fields covering client types, fee structure, and detailed business or advisory activities are not populated in the available record. Firm-level asset, account, and holdings details are not provided in the source dataset. The firm also did not supply information about its activities or external affiliations in the material reviewed.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Guillermo Barrera
Chairman, President & CEOCRD 6337857
Contacts
3 of 22Christopher Kane
Managing DirectorCRD 1979967
Dennis Holtzapffel
Managing DirectorCRD 4048713

Walter Zegers
Managing DirectorCRD 4875569
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 208 Harbor Dr
- Time zone
- ET (UTC-5)
- Office locations
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