Albert Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Santa Barbara, California
CRD number
305928
Registered since
December 1, 2020
Website
albert.com

Firm profile

FINTRX

Overview

Albert Securities, LLC is organized as a limited liability company and is SEC-registered; the firm first registered with the SEC in 2020. Ownership is reported as a combination of a domestic entity and an individual. The firm’s internal classification is listed as unclassified and it is not identified as a capital allocator. A number of regulatory attributes are flagged as negative: Albert Securities is not marked as an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and is not listed as a related adviser. The firm has not provided descriptive detail about its advisory or business activities, fee arrangements, or client segments in the source data. The public disclosures and regulatory snapshot indicate limited outward activity. Given the absence of reported clients and the lack of stated investment or advisory focus, the entity appears to have minimal or no active advisory operations based on available records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 16
  • Anne DeSantis

    Anne DeSantis

    Conversion SpecialistCRD 7084750

  • Vadim Verdyan

    Vadim Verdyan

    Director of OperationsCRD 7042106

  • Michael Friedman

    Michael Friedman

    Broker DealerCRD 6381659

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Santa Barbara, CA

Santa Barbara

Location

Santa Barbara, CA

Headquartered in Santa Barbara, CA, in the West of the United States.

Region
West
County
Santa Barbara
Address
126 E Haley St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth