ALBERT SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
SANTA BARBARA, California
CRD number
305928
Registered since
December 1, 2020
Website
albert.com

Firm profile

FINTRX

Overview

Albert Securities, LLC is organized as a limited liability company and appears on SEC records as a registered adviser since 2020. FINTRX lists the firm’s ownership as a combination of a domestic entity and an individual. The firm is classified as "unclassified" in the dataset and does not report acting as a capital allocator, pension consultant, related adviser, or a multi-state adviser. FINTRX also flags that the firm is not identified as an active ESG investor. Public-facing detail about Albert Securities’ advisory focus, client types, fee model, investment process, or product lineup is not provided in the available data. The limited disclosures in FINTRX suggest the firm maintains a narrow public footprint: besides its registration and entity type, key operational and investment characteristics are not reported.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 16
  • Anne DeSantis

    Conversion SpecialistCRD 7084750

  • VADIM VERDYAN

    Director of OperationsCRD 7042106

  • MICHAEL FRIEDMAN

    Broker DealerCRD 6381659

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SANTA BARBARA, CA

SANTA BARBARA

Location

SANTA BARBARA, CA

Headquartered in SANTA BARBARA, CA, in the West of the United States.

Region
West
County
SANTA BARBARA
Address
126 E Haley St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth