Albert Securities, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Santa Barbara, California
CRD number
305928
Registered since
December 1, 2020
Website
albert.com

Firm profile

FINTRX

Overview

Albert Securities, LLC is organized as a limited liability company and registered with the SEC in 2020. Public registry fields classify the firm as "Unclassified" and indicate ownership by a domestic entity and an individual. The available filings flag the firm as not being a capital allocator, not engaged as a multi-state adviser, not active on ESG, and not serving as a pension consultant or related adviser. The firm did not supply descriptions of its advisory activities, business lines, fee schedules, or client segments in the source data. Those omissions, together with the registry flags, point to either a very small-scale operation or limited public reporting of its advisory business.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 16
  • Anne DeSantis

    Anne DeSantis

    Conversion SpecialistCRD 7084750

  • Vadim Verdyan

    Vadim Verdyan

    Director of OperationsCRD 7042106

  • Michael Friedman

    Michael Friedman

    Broker DealerCRD 6381659

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Santa Barbara, CA

Santa Barbara

Location

Santa Barbara, CA

Headquartered in Santa Barbara, CA, in the West of the United States.

Region
West
County
Santa Barbara
Address
126 E Haley St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth