Albert Securities, LLC
Firm details
- Headquarters
- Santa Barbara, California
- CRD number
- 305928
- Registered since
- December 1, 2020
- Website
- albert.com
Firm profile
FINTRXOverview
Albert Securities, LLC is organized as a limited liability company and is SEC-registered; the firm first registered with the SEC in 2020. Ownership is reported as a combination of a domestic entity and an individual. The firm’s internal classification is listed as unclassified and it is not identified as a capital allocator. A number of regulatory attributes are flagged as negative: Albert Securities is not marked as an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and is not listed as a related adviser. The firm has not provided descriptive detail about its advisory or business activities, fee arrangements, or client segments in the source data. The public disclosures and regulatory snapshot indicate limited outward activity. Given the absence of reported clients and the lack of stated investment or advisory focus, the entity appears to have minimal or no active advisory operations based on available records.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 16
Anne DeSantis
Conversion SpecialistCRD 7084750

Vadim Verdyan
Director of OperationsCRD 7042106

Michael Friedman
Broker DealerCRD 6381659
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Santa Barbara, CA
Santa Barbara
Location
Santa Barbara, CA
Headquartered in Santa Barbara, CA, in the West of the United States.
- Region
- West
- County
- Santa Barbara
- Address
- 126 E Haley St
- Time zone
- PT (UTC-8)
- Office locations
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