RIAs: $1B – $5B AUM

3,232 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

Oakmont Corporation

RIA

Los Angeles, CA

AUM $2.2BTEAM 35REPS 5

Occudo Quantitative Strategies LP

RIA

Fort Lauderdale, FL

AUM $2.2BTEAM 5REPS 2

Golden State Wealth Management, LLC

RIA

Powell, WY

AUM $2.2BTEAM 45REPS 48

Further Global Capital Management, L.P.

RIA

New York, NY

AUM $2.2BTEAM 13REPS 2

Grandfield & Dodd, LLC

RIA

New York, NY

AUM $2.2BTEAM 16REPS 4

Patten And Patten, Inc.

RIA

Chattanooga, TN

AUM $2.2BTEAM 13REPS 4

The Forum Finance Group SA

RIA

Geneva

AUM $2.2BTEAM 27REPS 11

CRG

RIA

Houston, TX

AUM $2.2BTEAM 21REPS 6

Kosmos Management LLC

RIA

Seattle, WA

AUM $2.2BTEAM 34REPS 7

FS Structured Products Advisor, LLC

RIA

Philadelphia, PA

AUM $2.2BTEAM 183REPS 5

The Investment House LLC

RIA

Redondo Beach, CA

AUM $2.2BTEAM 11REPS 9

JD Euroway Capital Partners LLC

RIA

Montreal

AUM $2.2BTEAM 1REPS 1

Valuequest Investment Advisors Private Ltd

RIA

Mumbai

AUM $2.2BTEAM 103REPS 12

Kiley Juergens Wealth Management, LLC

RIA

Olympia, WA

AUM $2.2BTEAM 26REPS 12

John Hancock Personal Financial Services, LLC

RIA

Boston, MA

AUM $2.2BTEAM 149REPS 69

1834 Investment Advisors Co

RIA

Milwaukee, WI

AUM $2.2BTEAM 45REPS 22

Raga Partners LP

RIA

New York, NY

AUM $2.2BTEAM 12REPS 3

Independence Asset Advisors, LLC

RIA

Wynnewood, PA

AUM $2.2BTEAM 5REPS 5

Lupa Ria Investment Management LLC

RIA

New York, NY

AUM $2.2BTEAM 12REPS 3

Maxim Capital Group, LLC

RIA

New York, NY

AUM $2.2BTEAM 19REPS 3

Gtis Partners

RIA

New York, NY

AUM $2.2BTEAM 92REPS 10

Wealthplan Investment Management LLC

RIA

Omaha, NE

AUM $2.2BTEAM 34REPS 31

Nadler Financial Group, Inc.

RIA

Deerfield, IL

AUM $2.2BTEAM 28REPS 17

DSC Meridian Capital LP

RIA

New York, NY

AUM $2.2BTEAM 12REPS 2

Other AUM ranges

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