Patten And Patten, Inc.
Firm details
- Headquarters
- Chattanooga, Tennessee
- CRD number
- 105414
- Registered since
- May 12, 1976
- Website
- www.patteninc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI86.06%
- Charitable Organizations5.74%
- Individuals4.38%
- Corporations / Businesses1.78%
- State / Municipal Government1.33%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Patten And Patten, Inc. is a corporation that operates as an independent registered investment adviser. The firm has been SEC-registered since 1976 and is owned by an individual. It serves both individual and family clients as well as institutional clients, providing fee-based portfolio management through percentage-of-AUM and fixed-fee arrangements. Advisory services focus on discretionary portfolio management for individuals, small businesses, and for businesses or institutions. The firm is not identified as an active ESG investor, is not a multi-state adviser, and does not list pension consulting or affiliated adviser activity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds29%
- Cash & Cash Equivalents6%
- US Government Bonds5%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2
Stephanie Graham
Principal, CFO, Chief Compliance OfficerCRD 7082620
Raymond Ryan
President, CEOCRD 2186050
Contacts
2 of 2
Mark Fleck
PrincipalCRD 4772758
William Decosimo
Portfolio ManagerCRD 6776688
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 165Active vs passive
$744M in ETFs
79%
$589M
17%
$156M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GLOBAL TECH ETF (IXN) | BlackRock | Passive | Technology | $82.3M | 569,817 | 11.06% |
Location
Chattanooga, TN
Hamilton
Location
Chattanooga, TN
Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.
- Metro area
- Chattanooga-Cleveland-Dalton, TN-GA
- Region
- South
- County
- Hamilton
- Address
- 555 Walnut St
- Time zone
- CT (UTC-6)
- Office locations
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