PATTEN AND PATTEN, INC.
Firm details
- Headquarters
- CHATTANOOGA, Tennessee
- CRD number
- 105414
- Registered since
- May 12, 1976
- Website
- www.patteninc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI86.06%
- Charitable Organizations5.74%
- Individuals4.38%
- Corporations / Businesses1.78%
- State / Municipal Government1.33%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Patten And Patten, Inc. is a corporate Registered Investment Advisor that has been SEC-registered since 1976. The firm is held privately (owner type: individual) and serves both individual and family clients as well as institutional clients. Its advisory services focus on portfolio management for individuals and small businesses and on portfolio management for businesses or institutional clients. Fee arrangements include both a percentage-of-assets model and fixed fees. Patten And Patten is not identified as an active ESG investor and is not registered as a multi-state adviser. The firm is not classified as a capital allocator in the snapshot data, though its reported investments include allocations to third-party alternative managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds29%
- Cash & Cash Equivalents6%
- US Government Bonds5%
- Investment Grade Corp Bonds2%
Owners & executives
2 of 2STEPHANIE GRAHAM
Principal, CFO, Chief Compliance OfficerCRD 7082620
RAYMOND RYAN
President, CEOCRD 2186050
Contacts
2 of 2MARK FLECK
PrincipalCRD 4772758
William Decosimo
Portfolio ManagerCRD 6776688
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 164Active vs passive
$588M in ETFs
80%
$473M
15%
$115M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GLOBAL TECH ETF (IXN) | BlackRock | Passive | Technology | $54.3M | 543,247 | 9.23% |
Location
CHATTANOOGA, TN
HAMILTON
Location
CHATTANOOGA, TN
Headquartered in CHATTANOOGA, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.
- Metro area
- Chattanooga-Cleveland-Dalton, TN-GA
- Region
- South
- County
- HAMILTON
- Address
- 555 Walnut St
- Time zone
- CT (UTC-6)
- Office locations
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