Patton Albertson Miller Group, LLC

RIASEC RegisteredEst. 2015
Total AUM
$1.7B
Discretionary
$1.7B
100% of AUM
Avg account
$1M
Accounts
1,630
Employees
23
Advisory reps
20

Firm details

Headquarters
Chattanooga, Tennessee
CRD number
281558
Registered since
October 20, 2015
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.26%
  • Individuals6.6%
  • Corporations / Businesses6.04%
  • Charitable Organizations0.82%
  • Pension & Profit Sharing Plans0.29%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Patton Albertson Miller Group, LLC is an independent registered investment adviser organized as an LLC and operating since 2015. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses and institutions. It bills clients through a mix of percentage-of-AUM fees, hourly charges and fixed fees and identifies itself as a capital allocator that deploys client capital to external managers. The firm is not positioned as an ESG-focused adviser and reports not being a multistate adviser. Its operating footprint and business relationships extend into a variety of adjacent financial services: broker-dealer activity, other investment adviser roles, commodity pool/CTA relationships, futures commission merchant links, accounting and legal affiliations, insurance and real estate broker connections, and sponsor or managing-member roles for pooled vehicles and limited partnerships. Patton Albertson Miller Group, LLC was recognized by FA Magazine as a Top RIA Firm in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 46%, Exchange Traded Equities 35%, Private Funds 7%, Investment Grade Corp Bonds 6%, Cash & Cash Equivalents 4%, US Government Bonds 1%, State & Local Bonds 1%46%
  • Public Funds/Mutual Funds46%
  • Exchange Traded Equities35%
  • Private Funds7%
  • Investment Grade Corp Bonds6%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • James Patton

    James Patton

    Founding Partner & Chief Executive OfficerCRD 4650091

Contacts

3 of 19
  • Rachel Ayres

    Rachel Ayres

    Senior Financial AdvisorCRD 5891867

  • John Albertson

    John Albertson

    PartnerCRD 4286283

  • John Adair

    John Adair

    Senior Portfolio ManagerCRD 7113040

Unlock 16 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$422M in ETFs

Passive

70%

$297M

Active

17%

$125M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES AI INNOVATION AND TECH ACTIVE ETF (BAI)BlackRock$36M682,9528.54%

Location

Primary office

Chattanooga, TN

Hamilton

Location

Chattanooga, TN

Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Hamilton
Address
605 Chestnut St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth