Future Capital

RIASEC RegisteredEst. 2002
Total AUM
$2B
Discretionary
$1.9B
96% of AUM
Avg account
$130K
Accounts
15,521
Employees
30
Advisory reps
6

Firm details

Headquarters
Chattanooga, Tennessee
CRD number
119081
Registered since
February 26, 2002
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals95.58%
  • Insurance Companies3.21%
  • HNWI1.2%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Future Capital is an independent, SEC‑registered registered investment adviser organized as an LLC and operating since 2002. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that uses a mix of percentage‑of‑AUM and fixed fees. Its advisory menu includes portfolio management for individuals and small businesses, the selection of other advisers, pension consulting services, and the publication of periodicals or newsletters. The firm is not flagged as an active ESG investor and is not listed as a multi‑state or newly formed adviser. Future Capital was named one of "Top RIA Firms to Watch" by investor.com in 2020.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 96%, Exchange Traded Equities 4%96%
  • Public Funds/Mutual Funds96%
  • Exchange Traded Equities4%

Owners & executives

3 of 3
  • Michael Marrone

    Chief Compliance OfficerCRD 1311478

  • Hannah Wilson

    Chief Operating OfficerCRD 7457175

  • Richard Cribbs

    Richard Cribbs

    EVP & Chief Financial OfficerCRD 7530520

Contacts

3 of 3
  • Henrique Ribeiro

    Henrique Ribeiro

    Retirement PlannerCRD 7965960

  • Jay Jumper

    Jay Jumper

    President, CCOCRD 1607969

  • Lisa Ladd

    Retirement CounselorCRD 5202141

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chattanooga, TN

Hamilton

Location

Chattanooga, TN

Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
Hamilton
Address
1110 Market St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth