AM Investment Strategies, LLC
Firm details
- Headquarters
- Chattanooga, Tennessee
- CRD number
- 165823
- Registered since
- November 8, 2012
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.33%
- Individuals14.96%
- Pension & Profit Sharing Plans0.6%
- Other0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
AM Investment Strategies, LLC is an independent registered investment adviser that has been SEC-registered since 2012. The firm is organized as an LLC and is owned by an individual. Its client base is primarily individuals and families, and it charges clients via a mix of percentage-of-AUM and fixed fees. The firm provides financial planning and portfolio management for individual and small-business clients, as well as portfolio management for businesses or institutions and pension consulting services. The firm reports no active ESG investing program and is not structured as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds8%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1
Laura Owsley
Chief Compliance OfficerCRD 4886775
Contacts
1 of 1
Aon Miller
Managing Principal, Portfolio ManagerCRD 3083225
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$16.2M in ETFs
95%
$15.4M
0%
$876K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY WISE ORIGIN BITCOIN FUND (FBTC) | Fidelity | Passive | Digital Assets | $3.3M | 64,380 | 20.25% |
Location
Chattanooga, TN
Hamilton
Location
Chattanooga, TN
Headquartered in Chattanooga, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.
- Metro area
- Chattanooga-Cleveland-Dalton, TN-GA
- Region
- South
- County
- Hamilton
- Address
- 832 Georgia Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
The Patten Group, Inc.
RIAChattanooga, TN
River Associates Investments, L.P.
RIAChattanooga, TN
Acumen Wealth Advisors, LLC
RIAChattanooga, TN
Wealth Preservation Advisors, LLC
RIAChattanooga, TN
TSW II Capital Advisors, LLC
RIAChattanooga, TN
Evergreen Advisors, LLC
RIAChattanooga, TN