AM INVESTMENT STRATEGIES, LLC
Firm details
- Headquarters
- CHATTANOOGA, Tennessee
- CRD number
- 165823
- Registered since
- November 8, 2012
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.33%
- Individuals14.96%
- Pension & Profit Sharing Plans0.6%
- Other0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
AM Investment Strategies, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2012. The firm is owned by an individual and focuses on serving individual and family clients. Its billing model combines percentage-of-AUM fees with fixed fees. Advisory services listed on the firm’s filings include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Cash & Cash Equivalents16%
- Public Funds/Mutual Funds8%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1LAURA OWSLEY
Chief Compliance OfficerCRD 4886775
Contacts
1 of 1AON MILLER
Managing Principal, Portfolio ManagerCRD 3083225
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$15M in ETFs
95%
$14.2M
0%
$793K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY WISE ORIGIN BITCOIN FUND (FBTC) | Fidelity | Passive | Digital Assets | $3.9M | 65,379 | 25.80% |
Location
CHATTANOOGA, TN
HAMILTON
Location
CHATTANOOGA, TN
Headquartered in CHATTANOOGA, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.
- Metro area
- Chattanooga-Cleveland-Dalton, TN-GA
- Region
- South
- County
- HAMILTON
- Address
- 832 Georgia Ave
- Time zone
- CT (UTC-6)
- Office locations
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