WEALTH PRESERVATION ADVISORS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$592M
Discretionary
$575M
97% of AUM
Avg account
$599K
Accounts
988
Employees
3
Advisory reps
2

Firm details

Headquarters
CHATTANOOGA, Tennessee
CRD number
167518
Registered since
May 10, 2013
Custodians
CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI79.84%
  • Individuals20.16%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wealth Preservation Advisors, LLC is an independent SEC-registered registered investment adviser that provides fee-based wealth management primarily to individuals and families. The firm offers financial planning, discretionary portfolio management for individuals and small businesses, pension consulting and manager selection. It operates as a capital allocator, directing client capital to third-party alternative managers rather than relying solely on in-house private funds. The adviser charges fees based on assets under management and does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 38%, Public Funds/Mutual Funds 30%, Private Funds 23%, Cash & Cash Equivalents 6%, Other 3%38%
  • Exchange Traded Equities38%
  • Public Funds/Mutual Funds30%
  • Private Funds23%
  • Cash & Cash Equivalents6%
  • Other3%

Contacts

2 of 2
  • NINA STROZAK

    Wealth AdvisorCRD 3157452

  • GENE RICE

    Wealth AdvisorCRD 2944080

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 89

Active vs passive

$24.6M in ETFs

Passive

84%

$20.8M

Active

7%

$3.8M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$4.9M24,81119.76%

Location

Primary office

CHATTANOOGA, TN

HAMILTON

Location

CHATTANOOGA, TN

Headquartered in CHATTANOOGA, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
HAMILTON
Address
715 Market St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth